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Prospect Capital
PSEC

Overview Fund Activity

248 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 60 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
248
Holders Change
+4
Holders Change %
+1.64%
% of All Funds
3.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
60
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K

Top Buyers

1
XF
1
XML Financial
Maryland
$9.06M
2
VanEck Associates
2
VanEck Associates
New York
$26M
3
LPL Financial
3
LPL Financial
California
$6.65M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$19M
5
Millennium Management
5
Millennium Management
New York
$558K

Top Sellers

1
BlackRock
1
BlackRock
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$81.4K
3
IAIM
3
International Assets Investment Management
Florida
$1.68M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Skandinaviska Enskilda Banken (SEB)
5
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
S
176
SignatureFD
Georgia
$71K +$25.8K +3,701 +57%
AWA
177
Arete Wealth Advisors
Illinois
$71K +$71K +10,177 New
CPP
178
Capasso Planning Partners
South Carolina
$69.7K – – –
MCC
179
Money Concepts Capital
Florida
$69.6K -$893K -128,345 -93%
SRC
180
Shufro Rose & Co
New York
$69.6K – – –
CCP
181
Carmel Capital Partners
California
$68.6K +$68.6K +9,850 New
CB
182
CNB Bank
Pennsylvania
$52.2K – – –
AAS
183
Ameritas Advisory Services
Nebraska
$45.3K +$45.3K +6,529 New
AWM
184
AllSquare Wealth Management
New York
$41.8K – – –
ADL
185
Asset Dedication LLC
California
$41K – – –
QC
186
Quent Capital
New York
$40.6K +$40.6K +5,827 New
GRP
187
Global Retirement Partners
California
$39.4K +$14.2K +2,267 +57%
HWA
188
HHM Wealth Advisors
Tennessee
$37.4K – – –
FMTCOCP
189
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$35K – – –
PTC
190
Private Trust Company
Ohio
$34.9K – – –
LC
191
Lindbrook Capital
California
$33.3K +$14.7K +2,106 +79%
BCV
192
Banque Cantonale Vaudoise
Switzerland
$28K – – –
FFA
193
Farther Finance Advisors
California
$27.8K -$2.51K -360 -8%
TWA
194
TCI Wealth Advisors
Arizona
$27K +$613 +88 +2%
AW
195
Avion Wealth
Texas
$22K +$537 +79 +3%
FCMT
196
Founders Capital Management (Texas)
Texas
$21K – – –
FMP
197
Financial Management Professionals
Texas
$20K +$482 +68 +2%
WB
198
Webster Bank
Connecticut
$18.2K – – –
NA
199
NewEdge Advisors
Louisiana
$17.8K – – –
PI
200
PEAK6 Investments
Illinois
$16.6K +$16.6K +2,384 New
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