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Prospect Capital
PSEC

Overview Fund Activity

215 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
215
Holders Change
-12
Holders Change %
-5.29%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
79
Reduced
54
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$32.6M
2
Northern Trust
2
Northern Trust
Illinois
$2.49M
3
AAM
3
Advisors Asset Management
Colorado
$5.9M
4
MFG
4
Merit Financial Group
Georgia
$714K
5
CSS
5
Cubist Systematic Strategies
Connecticut
$880K

Top Sellers

1
BlackRock
1
BlackRock
New York
$15.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$988K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
HF
4
HRT Financial
New York
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.37M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWA
176
Core Wealth Advisors
Florida
$17K +$372 +45 +2%
CFGS
177
Concourse Financial Group Securities
Alabama
$16K +$8.28K +983 +107%
TRCT
178
Tower Research Capital (TRC)
New York
$14K -$255K -31,128 -95%
SFA
179
Semmax Financial Advisors
North Carolina
$12K – – –
CHA
180
Carmichael Hill & Associates
Maryland
$12K – – –
HNB
181
Huntington National Bank
Ohio
$12K – – –
CCMW
182
Cypress Capital Management (Wyoming)
Wyoming
$12K +$251 +31 +2%
AF
183
Advisornet Financial
Minnesota
$11K -$5.76K -669 -34%
KTC
184
Kistler-Tiffany Companies
Pennsylvania
$11K – – –
PA
185
PSI Advisors
Florida
$11K +$136 +16 +1%
BCMLT
186
Beacon Capital Management LLC (Tennessee)
Tennessee
$11K +$11K +1,271 New
MAM
187
McCarthy Asset Management
California
$9K +$186 +23 +2%
Fifth Third Bancorp
188
Fifth Third Bancorp
Ohio
$9K +$818 +100 +10%
S
189
SignatureFD
Georgia
$9K +$1.69K +204 +23%
BNP Paribas Financial Markets
190
BNP Paribas Financial Markets
France
$8.76K – – –
GCM
191
Gables Capital Management
Florida
$8K – – –
EI
192
Ellevest Inc
New York
$8K +$164 +20 +2%
AF
193
Allworth Financial
California
$8K +$8K +1,000 New
MC
194
Muzinich & Co
New York
$7.5K -$188 -22,662 -2%
MWA
195
Miller Wealth Advisors
Colorado
$6K – – –
Fidelity Investments
196
Fidelity Investments
Massachusetts
$6K +$5.99K +675 +67,500%
GAM
197
Gemmer Asset Management
California
$5K -$6.43K -900 -56%
OLVIG
198
Oliver Lagore Vanvalin Investment Group
Michigan
$5K +$5K +675 New
PFGIA
199
Patriot Financial Group Insurance Agency
Massachusetts
$4K – – –
VNA
200
Valley National Advisers
Pennsylvania
$4K +$4K +538 New
6 7
8
9 10