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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $350M invested in Prospect Capital in 2019 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+14
Holders Change %
+6.76%
% of All Funds
4.36%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
39
Increased
77
Reduced
64
Closed
24
Calls
$1.95M
Puts
$17M
Net Calls
-$15.1M
Net Calls Change
+$1.3M

Top Buyers

1
IAA
Independent Advisor Alliance
North Carolina
$10.9M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$36.3M
3
Man Group
Man Group
United Kingdom
$12.4M
4
Invesco
Invesco
Georgia
$11.8M
5
Two Sigma Investments
Two Sigma Investments
New York
$12.8M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$3.42M
2
Morgan Stanley
Morgan Stanley
New York
$5.68M
3
Deutsche Bank
Deutsche Bank
Germany
$20K
4
UBS Group
UBS Group
Switzerland
$14M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
RWB
176
RMR Wealth Builders
New Jersey
$26K +$26K +4,075 New
JCM
177
Jacobi Capital Management
Pennsylvania
$25K – – –
AF
178
Advisornet Financial
Minnesota
$22K +$589 +90 +3%
Barclays
179
Barclays
United Kingdom
$22K +$9.19K +1,483 +72%
WB
180
Webster Bank
Connecticut
$21K -$9.55K -1,500 -31%
HB
181
Horizon Bancorp
Indiana
$21K +$21K +3,200 New
Deutsche Bank
182
Deutsche Bank
Germany
$20K -$3.41M -542,888 -99%
SIS
183
Sound Income Strategies
Florida
$19K -$23.8K -3,670 -56%
FCMT
184
Founders Capital Management (Texas)
Texas
$19K – – –
SWM
185
Selective Wealth Management
Virginia
$19K – – –
FGAM
186
Financial Gravity Asset Management
Texas
$19K +$17.3K +2,052 +996%
TPWA
187
TRUE Private Wealth Advisors
Oregon
$18K +$18K +2,924 New
FHA
188
First Horizon Advisors
Tennessee
$14K – – –
PA
189
PSI Advisors
Florida
$14K +$14K +2,175 New
AIC
190
Ameritas Investment Company
Nebraska
$13K +$352 +56 +3%
CWA
191
Core Wealth Advisors
Florida
$11K +$11K +1,700 New
RCA
192
Ranch Capital Advisors
Florida
$11K +$11K +1,715 New
SFA
193
Semmax Financial Advisors
North Carolina
$10K – – –
SF
194
Synovus Financial
Georgia
$10K – – –
KTC
195
Kistler-Tiffany Companies
Pennsylvania
$9K – – –
RIA
196
Realta Investment Advisors
Delaware
$7K – – –
BNP Paribas Financial Markets
197
BNP Paribas Financial Markets
France
$6.81K – – –
GCM
198
Gables Capital Management
Florida
$6K – – –
EWM
199
Edge Wealth Management
New York
$6K – – –
SCA
200
Stonebridge Capital Advisors
Minnesota
$6K – – –
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