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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $409M invested in Prospect Capital in 2015 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
-18
Holders Change %
-8.11%
% of All Funds
5.5%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
21
Increased
80
Reduced
66
Closed
35
Calls
$1.75M
Puts
$10M
Net Calls
-$8.25M
Net Calls Change
-$2.9M

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
$31.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
$10.6M
3
Two Sigma Investments
Two Sigma Investments
New York
$9.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$7.12M
5
Morgan Stanley
Morgan Stanley
New York
$21M

Top Sellers

1
MSE
MUFG Securities EMEA
United Kingdom
$0
2
UBS Group
UBS Group
Switzerland
$50.7M
3
YMRC
Yorktown Management & Research Company
Virginia
$0
4
SC
Selz Capital
New York
$442K
5
TFMS
Trust & Fiduciary Management Services
Massachusetts
$4.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
CPIG
176
Chicago Partners Investment Group
Illinois
$29K -$667 -89 -2%
Barclays
177
Barclays
United Kingdom
$28K -$16.8K -2,398 -37%
PSC
178
Prentiss Smith & Co
Vermont
$27K – – –
GWA
179
Genesis Wealth Advisors
Massachusetts
$25.8K – – –
DBT
180
Dubuque Bank & Trust
Iowa
$23K +$8.24K +1,117 +56%
BNP Paribas Financial Markets
181
BNP Paribas Financial Markets
France
$22.5K +$22.5K +3,059 New
Fifth Third Bancorp
182
Fifth Third Bancorp
Ohio
$20K – – –
DOA
183
D'Orazio & Associates
Virginia
$17K – – –
GT
184
Glenmede Trust
Pennsylvania
$16K – – –
SSG
185
Summit Securities Group
New York
$15K -$90K -12,000 -86%
MI
186
Markston International
New York
$13K +$8.41K +1,100 +183%
PCM
187
Prelude Capital Management
New York
$12K +$6.75K +900 +129%
NSIM
188
North Star Investment Management
Illinois
$11K – – –
PSI
189
Pinnacle Summer Investments
Virginia
$7K -$136K -17,431 -95%
AIM
190
Advantage Investment Management
Iowa
$7K -$8.36K -1,193 -54%
ACS
191
Archford Capital Strategies
Illinois
$7K – – –
IWM
192
Integrated Wealth Management
California
$7K – – –
MAS
193
Madden Advisory Services
Florida
$7K +$7K +960 New
AF
194
Allworth Financial
California
$6K +$6K +800 New
RBC
195
Roble Belko & Company
Pennsylvania
$5K +$5K +661 New
Simplex Trading
196
Simplex Trading
Illinois
$4K +$3.04K +454 +315%
Fiera Capital (Canada)
197
Fiera Capital (Canada)
Quebec, Canada
$3.39K +$167 +22,700 +5%
WCBA
198
Weaver C. Barksdale & Associates
Tennessee
$3K – – –
WAS
199
Winch Advisory Services
Wisconsin
$3K +$96 +14 +3%
HI
200
Hudock Inc
Pennsylvania
$3K +$1.2K +200 +67%
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