Integrated Wealth Management (Palm Desert)’s Prospect Capital PSEC Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,000	Closed	-$8K	–	816
2016 Q3	$8K	Hold	1,000	–	–	﹤0.01%	814
2016 Q2	$8K	Hold	1,000	–	–	﹤0.01%	823
2016 Q1	$7K	Hold	1,000	–	–	﹤0.01%	794
2015 Q4	$7K	Hold	1,000	–	–	﹤0.01%	869
2015 Q3	$7K	Hold	1,000	–	–	﹤0.01%	866
2015 Q2	$7K	Hold	1,000	–	–	﹤0.01%	882
2015 Q1	$8K	Buy	+1,000	New	+$8.54K	﹤0.01%	817

Other funds holding PSEC

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s PSEC Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of Prospect Capital (PSEC) in Q4 2016, closing a stake of 1,000 shares — an estimated $8K sold.

Integrated Wealth Management (Palm Desert) first reported a position in PSEC in Q1 2015 and held it in 7 quarters. The position peaked at $8K in Q3 2016. 212 funds tracked by Wall St. Rank hold PSEC as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining Prospect Capital position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 1,000 Prospect Capital shares in Q4 2016, an estimated $8K.
Integrated Wealth Management (Palm Desert) first reported a position in Prospect Capital in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s Prospect Capital position peaked at $8K in Q3 2016.
212 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.