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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
Verition Fund Management
176
Verition Fund Management
Connecticut
$144K +$24.5K +2,304 +21%
KCM
177
Kempner Capital Management
Texas
$135K +$135K +12,700 New
FBNAT
178
FirstMerit Bank N.A. Trustee
Ohio
$135K +$135K +12,700 New
BT
179
Beacon Trust
New Jersey
$128K – – –
MC
180
Moors & Cabot
Massachusetts
$127K +$127K +12,075 New
Mariner
181
Mariner
Kansas
$126K -$1.59K -150 -1%
BGA
182
Belmont Global Advisors
Texas
$126K +$126K +11,900 New
CAS
183
CTC Alternative Strategies
Illinois
$123K – – –
CI
184
Cowen Inc
New York
$117K +$117K +11,000 New
PL
185
Parkwood LLC
Ohio
$117K +$117K +11,022 New
UOC
186
UBS O'Connor
Illinois
$117K +$117K +11,036 New
Massachusetts Financial Services
187
Massachusetts Financial Services
Massachusetts
$113K – – –
PNC Financial Services Group
188
PNC Financial Services Group
Pennsylvania
$109K +$30.1K +2,854 +38%
Sumitomo Mitsui Trust Group
189
Sumitomo Mitsui Trust Group
Japan
$107K +$107K +10,101 New
MCM
190
McGlinn Capital Management
Pennsylvania
$106K – – –
TYCC
191
Texas Yale Capital Corp
Florida
$106K – – –
IF
192
IRON Financial
Illinois
$106K +$106K +10,000 New
BCM
193
Bluefin Capital Management
New York
$100K -$149K -15,134 -60%
PI
194
PineBridge Investments
New York
$96K – – –
CPP
195
Crow Point Partners
Massachusetts
$85K – – –
Manulife (Manufacturers Life Insurance)
196
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$81K -$2.09M -196,402 -96%
FMT
197
First Mercantile Trust
Tennessee
$76K +$1.81K +171 +2%
MAS
198
Madden Advisory Services
Florida
$74K +$53.5K +5,065 +261%
Ameriprise
199
Ameriprise
Minnesota
$73K -$11K -1,029 -13%
RIA
200
Regal Investment Advisors
Michigan
$73K – – –
6 7
8
9 10