UBS O'Connor’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-11,036	Closed	-$117K	–	491
2014 Q2	$117K	Buy	+11,036	New	+$117K	﹤0.01%	390