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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
FNBOMD
151
First National Bank of Mount Dora
Florida
$91.6K
WS
152
Wedbush Securities
California
$91K -$6.9K -1,199 -7%
CCIA
153
Cherry Creek Investment Advisors
Colorado
$90.5K
GP
154
Girard Partners
Pennsylvania
$90.2K
NC
155
NinePointTwo Capital
California
$86K
TCM
156
Traynor Capital Management
Pennsylvania
$84.3K +$714 +124 +0.9%
SCM
157
Sage Capital Management
New Jersey
$83.9K +$80.6K +14,000 New
PA
158
Parallel Advisors
California
$83.7K -$2.42K -420 -3%
Lido Advisors
159
Lido Advisors
California
$83.1K +$17.9K +3,103 +29%
MML Investors Services
160
MML Investors Services
Massachusetts
$83K +$4.72K +819 +6%
DA
161
Detalus Advisors
Missouri
$80.9K
TRCT
162
Tower Research Capital (TRC)
New York
$80.6K +$71.3K +12,382 +1,150%
NAS
163
NWF Advisory Services
California
$80.5K +$77.4K +13,435 New
BRWA
164
B. Riley Wealth Advisors
Florida
$80.3K +$864 +150 +1%
CIA
165
Cape Investment Advisory
Georgia
$79.7K +$73.4K +12,740 +2,279%
GKWIM
166
Gerber Kawasaki Wealth & Investment Management
California
$78.7K +$2.4K +416 +3%
Envestnet Asset Management
167
Envestnet Asset Management
Illinois
$78.5K -$5.64K -979 -7%
MGIA
168
Moneta Group Investment Advisors
Missouri
$76.4K +$23 +4 +0%
Corient Private Wealth
169
Corient Private Wealth
Florida
$75.4K +$7.89K +1,371 +12%
AFG
170
Atomi Financial Group
New York
$74.6K +$71.7K +12,454 New
SWM
171
Silverlake Wealth Management
Vermont
$73.3K +$841 +146 +1%
LA
172
LVW Advisors
New York
$73.3K +$276 +48 +0.4%
MCM
173
MAI Capital Management
Ohio
$73.3K -$4.98K -865 -7%
FWM
174
Focused Wealth Management
New York
$71.4K +$63.4K +11,003 +1,208%
SRC
175
Shufro Rose & Co
New York
$70.8K +$9.79K +1,700 +17%

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.