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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
Invesco
Georgia
$10.6M
2
Morgan Stanley
Morgan Stanley
New York
$20.3M
3
VanEck Associates
VanEck Associates
New York
$36.9M
4
Marshall Wace
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
Northern Trust
Illinois
$941K
3
Group One Trading
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
151
Wedbush Securities
California
$91K -$7.22K -1,199 -7%
CCIA
152
Cherry Creek Investment Advisors
Colorado
$90.5K – – –
GP
153
Girard Partners
Pennsylvania
$90.2K – – –
NC
154
NinePointTwo Capital
California
$86K – – –
TCM
155
Traynor Capital Management
Pennsylvania
$84.3K +$743 +124 +0.9%
SCM
156
Sage Capital Management
New Jersey
$83.9K +$83.9K +14,000 New
PA
157
Parallel Advisors
California
$83.7K -$2.52K -420 -3%
Lido Advisors
158
Lido Advisors
California
$83.1K +$18.8K +3,103 +29%
MML Investors Services
159
MML Investors Services
Massachusetts
$83K +$4.92K +819 +6%
DA
160
Detalus Advisors
Missouri
$80.9K – – –
TRCT
161
Tower Research Capital (TRC)
New York
$80.6K +$74.2K +12,382 +1,150%
BRWA
162
B. Riley Wealth Advisors
Florida
$80.3K +$908 +150 +1%
CIA
163
Cape Investment Advisory
Georgia
$79.7K +$76.3K +12,740 +2,279%
GKWIM
164
Gerber Kawasaki Wealth & Investment Management
California
$78.7K +$2.49K +416 +3%
Envestnet Asset Management
165
Envestnet Asset Management
Illinois
$78.5K -$5.86K -979 -7%
MGIA
166
Moneta Group Investment Advisors
Missouri
$76.4K +$24 +4 +0%
Corient Private Wealth
167
Corient Private Wealth
Florida
$75.4K +$8.21K +1,371 +12%
AFG
168
Atomi Financial Group
New York
$74.6K +$74.6K +12,454 New
SWM
169
Silverlake Wealth Management
Vermont
$73.3K +$875 +146 +1%
LA
170
LVW Advisors
New York
$73.3K +$288 +48 +0.4%
MCM
171
MAI Capital Management
Ohio
$73.3K -$5.18K -865 -7%
FWM
172
Focused Wealth Management
New York
$71.4K +$65.9K +11,003 +1,208%
SRC
173
Shufro Rose & Co
New York
$70.8K +$10.3K +1,700 +17%
BNP Paribas Financial Markets
174
BNP Paribas Financial Markets
France
$69.7K -$51K -8,518 -42%
Citigroup
175
Citigroup
New York
$69.4K +$21.2K +3,542 +44%
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