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Prospect Capital

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11%8.24% (+0.12%)

0% more funds holding

Funds holding: 234234 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M
Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
151
B. Riley Wealth Advisors
Florida
$80.1K +$854 +137 +1%
MCM
152
MAI Capital Management
Ohio
$79.3K
MML Investors Services
153
MML Investors Services
Massachusetts
$79K -$10.3K -1,660 -11%
TSS
154
Two Sigma Securities
New York
$78.7K +$81K +13,000 New
MGIA
155
Moneta Group Investment Advisors
Missouri
$77.1K -$312 -50 -0.4%
GKWIM
156
Gerber Kawasaki Wealth & Investment Management
California
$77K -$31 -5 -0%
MFG
157
Merit Financial Group
Georgia
$75.3K +$77.6K +12,453 New
LA
158
LVW Advisors
New York
$73.8K +$274 +44 +0.4%
SWM
159
Silverlake Wealth Management
Vermont
$73.2K +$829 +133 +1%
PA
160
PFG Advisors
Arizona
$72.4K
Balyasny Asset Management
161
Balyasny Asset Management
Illinois
$71.7K -$925K -148,410 -93%
SA
162
SFI Advisors
New Jersey
$71.5K
OC
163
Oppenheimer & Co
New York
$69.7K -$9.35K -1,500 -12%
Verition Fund Management
164
Verition Fund Management
Connecticut
$68.6K +$70.7K +11,347 New
Corient Private Wealth
165
Corient Private Wealth
Florida
$67.9K +$69.9K +11,215 New
TYCC
166
Texas Yale Capital Corp
Florida
$67.5K +$4.05K +650 +6%
AIC
167
Archer Investment Corporation
Indiana
$66.5K
KLCM
168
KG&L Capital Management
Louisiana
$64.5K +$380 +61 +0.6%
Lido Advisors
169
Lido Advisors
California
$64.3K +$206 +33 +0.3%
FRM
170
Fox Run Management
Connecticut
$63.7K +$65.6K +10,523 New
BP
171
BBR Partners
New York
$62.8K +$69 +11 +0.1%
WP
172
WealthPLAN Partners
Nebraska
$62.5K +$12.5K +2,000 +24%
AA
173
AlphaQ Advisors
Florida
$61.9K
Koshinski Asset Management
174
Koshinski Asset Management
Illinois
$61.8K
SRC
175
Shufro Rose & Co
New York
$60.5K

PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.