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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
151
MAI Capital Management
Ohio
$79.3K – – –
MML Investors Services
152
MML Investors Services
Massachusetts
$79K -$10.1K -1,660 -11%
TSS
153
Two Sigma Securities
New York
$78.7K +$78.7K +13,000 New
MGIA
154
Moneta Group Investment Advisors
Missouri
$77.1K -$303 -50 -0.4%
GKWIM
155
Gerber Kawasaki Wealth & Investment Management
California
$77K -$30 -5 -0%
MFG
156
Merit Financial Group
Georgia
$75.3K +$75.3K +12,453 New
LA
157
LVW Advisors
New York
$73.8K +$266 +44 +0.4%
SWM
158
Silverlake Wealth Management
Vermont
$73.2K +$805 +133 +1%
PA
159
PFG Advisors
Arizona
$72.4K – – –
Balyasny Asset Management
160
Balyasny Asset Management
Illinois
$71.7K -$898K -148,410 -93%
SA
161
SFI Advisors
New Jersey
$71.5K – – –
OC
162
Oppenheimer & Co
New York
$69.7K -$9.08K -1,500 -12%
Verition Fund Management
163
Verition Fund Management
Connecticut
$68.6K +$68.6K +11,347 New
Corient Private Wealth
164
Corient Private Wealth
Florida
$67.9K +$67.9K +11,215 New
TYCC
165
Texas Yale Capital Corp
Florida
$67.5K +$3.93K +650 +6%
AIC
166
Archer Investment Corporation
Indiana
$66.6K – – –
KLCM
167
KG&L Capital Management
Louisiana
$64.5K +$369 +61 +0.6%
Lido Advisors
168
Lido Advisors
California
$64.3K +$200 +33 +0.3%
FRM
169
Fox Run Management
Connecticut
$63.7K +$63.7K +10,523 New
BP
170
BBR Partners
New York
$62.8K +$67 +11 +0.1%
WP
171
WealthPLAN Partners
Nebraska
$62.5K +$12.1K +2,000 +24%
AA
172
AlphaQ Advisors
Florida
$61.9K – – –
Koshinski Asset Management
173
Koshinski Asset Management
Illinois
$61.8K – – –
SRC
174
Shufro Rose & Co
New York
$60.5K – – –
Carson Wealth (CWM LLC)
175
Carson Wealth (CWM LLC)
Nebraska
$60K +$67 +11 +0.1%
5 6
7
8 9