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Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
XML Financial
Maryland
$6.53M
2
IAIM
International Assets Investment Management
Florida
$2.91M
3
VanEck Associates
VanEck Associates
New York
$23.7M
4
SAMU
SONA Asset Management (US)
New York
$1.12M
5
Mariner
Mariner
Kansas
$995K

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
$2.76M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$203K
3
CCA
Catalyst Capital Advisors
New York
$0
4
AAM
Advisors Asset Management
Colorado
$4.48M
5
US Bancorp
US Bancorp
Minnesota
$2.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCM
151
Highlander Capital Management
New Jersey
$87K – – –
BP
152
BBR Partners
New York
$85.2K – – –
LA
153
LVW Advisors
New York
$84.7K – – –
BRWA
154
B. Riley Wealth Advisors
Florida
$84.7K -$1.05K -149 -1%
LCM
155
LVM Capital Management
Michigan
$84K -$47.3K -6,750 -36%
SA
156
SFI Advisors
New Jersey
$82.6K – – –
SWM
157
Silverlake Wealth Management
Vermont
$82K +$748 +107 +0.9%
AIC
158
Archer Investment Corporation
Indiana
$76.9K – – –
Lido Advisors
159
Lido Advisors
California
$73.7K +$63 +9 +0.1%
TYCC
160
Texas Yale Capital Corp
Florida
$73.4K – – –
KLCM
161
KG&L Capital Management
Louisiana
$72.9K -$34.8K -4,973 -32%
PWM
162
Prosperity Wealth Management
California
$72.8K +$72.8K +10,421 New
VF
163
Virtu Financial
New York
$72K +$72K +10,271 New
AA
164
AlphaQ Advisors
Florida
$71.5K +$71.5K +10,228 New
CC
165
Cipher Capital
New York
$70.8K +$70.8K +10,125 New
SRC
166
Shufro Rose & Co
New York
$69.9K – – –
RPCA
167
Running Point Capital Advisors
California
$69.9K – – –
CPP
168
Capasso Planning Partners
South Carolina
$69.9K – – –
CB
169
CNB Bank
Pennsylvania
$52.4K +$52.4K +7,500 New
Rockefeller Capital Management
170
Rockefeller Capital Management
New York
$46K – – –
S
171
SignatureFD
Georgia
$45.5K +$671 +96 +1%
WOSD
172
WFA of San Diego
California
$45.4K +$45.4K +6,500 New
AWM
173
AllSquare Wealth Management
New York
$41.9K – – –
ADL
174
Asset Dedication LLC
California
$41K – – –
HWA
175
HHM Wealth Advisors
Tennessee
$37.6K – – –
5 6
7
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