Prospect Capital
PSEC
246 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 55 reducing their positions, and 21 closing their positions.
110% more first-time investments, than exits
New positions opened: 44 | Existing positions closed: 21
67% more repeat investments, than reductions
Existing positions increased: 92 | Existing positions reduced: 55
37% more capital invested
Capital invested by funds: $174M → $239M (+$64.6M)
7% more funds holding
Funds holding: 229 → 246 (+17)
0.67% more ownership
Funds ownership: 7.13% → 7.8% (+0.67%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
15% less call options, than puts
Call options by funds: $10.5M | Put options by funds: $12.5M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
XF
XML Financial
Bethesda,
Maryland
|
+$4.19M |
| 2 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$2.48M |
| 3 |
VanEck Associates
New York
|
+$1.38M |
| 4 |
SAMU
SONA Asset Management (US)
New York
|
+$1.15M |
| 5 |
Mariner
Overland Park,
Kansas
|
+$1.02M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Advisers
New York
|
-$4.15M |
| 2 |
Qube Research & Technologies (QRT)
London,
United Kingdom
|
-$731K |
| 3 |
CCA
Catalyst Capital Advisors
Huntington,
New York
|
-$681K |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$629K |
| 5 |
US Bancorp
Minneapolis,
Minnesota
|
-$503K |
PSEC Hedge Fund Activity: Q4 2022 in Review
246 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2022, worth a combined $239M — up 37% from $174M a quarter earlier.
Buyers outnumbered sellers: 44 funds opened new PSEC positions and 21 closed out — a net gain of 23 holders — while 92 added to existing stakes and 55 trimmed.
The largest buyer was XML Financial, adding an estimated $4.19M. The largest seller was Two Sigma Advisers, cutting an estimated $4.15M.
- 246 institutional investors held Prospect Capital (PSEC) as of Q4 2022, up from 229 in Q3 2022.
- Funds reported $239M of Prospect Capital stock for Q4 2022, up 37% quarter-over-quarter.
- 44 funds opened new Prospect Capital positions in Q4 2022 and 21 closed out, a net change of +23 holders.
- The largest Prospect Capital buyer in Q4 2022 was XML Financial, an estimated $4.19M added.
- The largest Prospect Capital seller in Q4 2022 was Two Sigma Advisers, an estimated $4.15M sold.
Based on aggregated 13F filings for Q4 2022.