PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

216 hedge funds and large institutions have $338M invested in Prospect Capital in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 69 increasing their positions, 63 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
216
Holders Change
+12
Holders Change %
+5.88%
% of All Funds
5.77%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
35
Increased
69
Reduced
63
Closed
18
Calls
$3.66M
Puts
$60.6M
Net Calls
-$56.9M
Net Calls Change
-$10.1M

Top Buyers

1
MC
Muzinich & Co
New York
$26M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$4.25M
3
Two Sigma Investments
Two Sigma Investments
New York
$3.78M
4
Two Sigma Advisers
Two Sigma Advisers
New York
$3.06M
5
Deutsche Bank
Deutsche Bank
Germany
$8.21M

Top Sellers

1
SMH
Sanders Morris Harris
Texas
$1.11M
2
Morgan Stanley
Morgan Stanley
New York
$21M
3
AAM
Advisors Asset Management
Colorado
$6.14M
4
UBS Group
UBS Group
Switzerland
$6.75M
5
RIA
RPG Investment Advisory
California
$2.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
151
NWAM LLC
Washington
$151K -$13.1K -1,621 -8%
Prudential Financial
152
Prudential Financial
New Jersey
$151K – – –
VFA
153
Voya Financial Advisors
Connecticut
$147K -$55.7K -6,847 -27%
DTL
154
Dynamic Technology Lab
Singapore
$145K +$145K +17,889 New
CC
155
Cipher Capital
New York
$142K +$142K +17,515 New
AIM
156
Acrospire Investment Management
Illinois
$140K +$34.8K +4,300 +33%
GS
157
Girard Securities
California
$139K -$11.3K -1,402 -8%
KCM
158
Kempner Capital Management
Texas
$126K – – –
Sumitomo Mitsui Trust Group
159
Sumitomo Mitsui Trust Group
Japan
$124K +$634 +78 +0.5%
WEC
160
Winslow Evans & Crocker
Massachusetts
$122K – – –
PCMC
161
Paragon Capital Management (Colorado)
Colorado
$117K +$8.72K +1,080 +8%
WF
162
WealthTrust Fairport
Ohio
$112K +$112K +13,830 New
TRCT
163
Tower Research Capital (TRC)
New York
$108K -$38.2K -4,722 -26%
MF
164
Magnetar Financial
Illinois
$106K +$106K +13,086 New
VC
165
Vicus Capital
Pennsylvania
$102K – – –
BCM
166
BlueCrest Capital Management
Jersey
$102K +$102K +12,654 New
CSS
167
Cubist Systematic Strategies
Connecticut
$101K +$101K +12,461 New
PG
168
PEAK6 Group
Illinois
$99K +$59.9K +7,398 +153%
TYCC
169
Texas Yale Capital Corp
Florida
$98K -$121K -15,000 -55%
AWMS
170
Advocacy Wealth Management Services
Georgia
$97K -$12.1K -1,500 -11%
CA
171
Callahan Advisors
Texas
$97K -$3.5K -433 -3%
CIBC Asset Management
172
CIBC Asset Management
Ontario, Canada
$95K – – –
NFG
173
Nadler Financial Group
Illinois
$85K – – –
Baird Financial Group
174
Baird Financial Group
Wisconsin
$85K – – –
BTS
175
BB&T Securities
Virginia
$83K -$10.9K -1,340 -12%
5 6
7
8 9