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Prospect Capital
PSEC

Overview Fund Activity

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.79%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M

Top Buyers

1
Barclays
1
Barclays
United Kingdom
$7M
2
AL
2
Airain Ltd
Guernsey
$2.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.03M
4
UBS Group
4
UBS Group
Switzerland
$19M
5
PP
5
PDT Partners
New York
$1.48M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$5.22M
2
CS
2
Credit Suisse
Switzerland
$580K
3
MP
3
Mangrove Partners
Connecticut
$0
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$6.87M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
151
Stevens Capital Management
Pennsylvania
$119K +$119K +16,346 New
SIC
152
Salem Investment Counselors
North Carolina
$117K -$2.1K -288 -2%
HAG
153
HighPoint Advisor Group
Illinois
$116K +$7.75K +1,022 +7%
KCM
154
Kempner Capital Management
Texas
$113K – – –
Sumitomo Mitsui Trust Group
155
Sumitomo Mitsui Trust Group
Japan
$112K +$4.92K +678 +5%
BC
156
Burney Company
Virginia
$109K – – –
GS
157
Girard Securities
California
$109K +$25.7K +3,568 +31%
IA
158
IFP Advisors
Florida
$106K -$358K -54,918 -77%
PAS
159
Partnervest Advisory Services
California
$104K +$104K +14,327 New
Jane Street
160
Jane Street
New York
$97K -$937K -129,537 -91%
VC
161
Vicus Capital
Pennsylvania
$96K +$5.09K +700 +6%
NL
162
NWAM LLC
Washington
$95K +$95K +13,050 New
BTS
163
BB&T Securities
Virginia
$94K -$7.26K -1,000 -7%
QC
164
QCM Cayman
Texas
$92K +$6.36K +879 +7%
CA
165
Callahan Advisors
Texas
$90K +$90K +12,433 New
SLG
166
Stanley-Laman Group
Pennsylvania
$87K – – –
CIBC Asset Management
167
CIBC Asset Management
Ontario, Canada
$86K +$11.6K +1,595 +16%
DG
168
Davidson & Garrard
Virginia
$85K -$1.16M -159,763 -93%
BNP Paribas Financial Markets
169
BNP Paribas Financial Markets
France
$84.3K +$61.1K +8,402 +263%
Baird Financial Group
170
Baird Financial Group
Wisconsin
$84K -$2K -275 -2%
SWP
171
Stratos Wealth Partners
Ohio
$84K +$84K +11,538 New
SAM
172
SignalPoint Asset Management
Missouri
$80K +$80K +11,004 New
CWM
173
Concert Wealth Management
California
$77K +$77K +10,574 New
PCMC
174
Paragon Capital Management (Colorado)
Colorado
$77K +$77K +10,651 New
NFG
175
Nadler Financial Group
Illinois
$76K – – –
5 6
7
8 9