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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
GVAG
126
Great Valley Advisor Group
Delaware
$105K +$104K +19,561 New
Carson Wealth (CWM LLC)
127
Carson Wealth (CWM LLC)
Nebraska
$103K +$51.6K +9,721 +101%
Wealth Enhancement Advisory Services
128
Wealth Enhancement Advisory Services
Minnesota
$99.4K -$3.63K -684 -4%
TCM
129
Triumph Capital Management
Colorado
$99.4K -$43.2K -8,143 -31%
PI
130
PFG Investments
New York
$94.3K +$93.6K +17,634 New
WMA
131
West Michigan Advisors
Michigan
$91.9K +$90.2K +16,992 New
MML Investors Services
132
MML Investors Services
Massachusetts
$91K -$706 -133 -0.8%
XT
133
XTX Topco
Cayman Islands
$88.3K +$87.6K +16,509 New
DFCM
134
Dark Forest Capital Management
Puerto Rico
$86K -$161K -30,345 -65%
KWM
135
Kingsview Wealth Management
Oregon
$85.7K -$5.13K -967 -6%
CCIA
136
Cherry Creek Investment Advisors
Colorado
$85.4K +$2.79K +525 +3%
SCM
137
Sage Capital Management
New Jersey
$82.9K +$7.96K +1,500 +11%
FNBOMD
138
First National Bank of Mount Dora
Florida
$81.9K
SA
139
SpiderRock Advisors
Delaware
$81.5K
IA
140
Inspire Advisors
Idaho
$80.9K -$38.4K -7,241 -32%
EF
141
Empowered Funds
Pennsylvania
$80.7K +$10K +1,886 +14%
WAP
142
Wealthcare Advisory Partners
Pennsylvania
$79.4K
Simplex Trading
143
Simplex Trading
Illinois
$79K +$78.9K +14,878 New
Manulife (Manufacturers Life Insurance)
144
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$78.9K -$5 -1 -0%
CAPTRUST Financial Advisors
145
CAPTRUST Financial Advisors
North Carolina
$76.2K +$19.6K +3,686 +35%
FWP
146
Family Wealth Partners
North Carolina
$74.3K +$73.7K +13,888 New
VCWA
147
Vanguard Capital Wealth Advisors
Colorado
$72.6K -$35.8K -6,740 -33%
SRC
148
Shufro Rose & Co
New York
$70.2K
DA
149
Detalus Advisors
Missouri
$69.5K +$5.31K +1,000 +8%
SWM
150
Silverlake Wealth Management
Vermont
$68.2K +$950 +179 +1%

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.