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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
126
Two Sigma Advisers
New York
$114K -$116K -21,100 -51%
VCWA
127
Vanguard Capital Wealth Advisors
Colorado
$112K -$25K -4,549 -18%
Bank of New York Mellon
128
Bank of New York Mellon
New York
$110K -$11 -2 -0%
WFA
129
WMG Financial Advisors
Tennessee
$107K +$2.47K +450 +2%
Wealth Enhancement Advisory Services
130
Wealth Enhancement Advisory Services
Minnesota
$107K +$2.38K +434 +2%
MWA
131
Midland Wealth Advisors
Illinois
$102K +$101K +18,416 New
MML Investors Services
132
MML Investors Services
Massachusetts
$95K +$20.4K +3,721 +28%
KWM
133
Kingsview Wealth Management
Oregon
$93.9K +$2.43K +442 +3%
FPAS
134
Focus Partners Advisor Solutions
Missouri
$91.4K +$90.7K +16,523 New
SOW
135
State of Wyoming
Wyoming
$86.1K +$11.2K +2,033 +15%
CCIA
136
Cherry Creek Investment Advisors
Colorado
$85.3K +$1.77K +323 +2%
FNBOMD
137
First National Bank of Mount Dora
Florida
$84.6K
SA
138
SpiderRock Advisors
Delaware
$84.2K
WAP
139
Wealthcare Advisory Partners
Pennsylvania
$82K
Manulife (Manufacturers Life Insurance)
140
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$81.5K +$220 +40 +0.3%
AWM
141
AE Wealth Management
Kansas
$80K +$79.5K +14,473 New
TCM
142
Traynor Capital Management
Pennsylvania
$79.3K +$769 +140 +1%
Wealthfront Advisers
143
Wealthfront Advisers
California
$78.9K -$26.5K -4,819 -25%
SCM
144
Sage Capital Management
New Jersey
$77.4K
BRWA
145
B. Riley Wealth Advisors
Florida
$73.2K -$104 -19 -0.1%
EF
146
Empowered Funds
Pennsylvania
$73K
MGIA
147
Moneta Group Investment Advisors
Missouri
$71.6K
SRC
148
Shufro Rose & Co
New York
$70.2K
SPIA
149
Steward Partners Investment Advisory
New York
$69.8K -$45.3K -8,241 -40%
SWM
150
Silverlake Wealth Management
Vermont
$69.5K +$917 +167 +1%

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.