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Prospect Capital
PSEC

Overview Fund Activity

190 hedge funds and large institutions have $207M invested in Prospect Capital in 2020 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 62 increasing their positions, 57 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
190
Holders Change
-15
Holders Change %
-7.32%
% of All Funds
3.91%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
27
Increased
62
Reduced
57
Closed
40
Calls
$4.04M
Puts
$7.8M
Net Calls
-$3.76M
Net Calls Change
-$710K

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$38.6M
2
UBS Group
2
UBS Group
Switzerland
$6.64M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$14.8M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$12.6M
5
SFI
5
Susquehanna Fundamental Investments
Pennsylvania
$1.81M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$236K
2
VEA
2
Virtus ETF Advisers
New York
$692K
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$10M
4
MC
4
Muzinich & Co
New York
$9.98M
5
Victory Capital Management
5
Victory Capital Management
Texas
$263K
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
126
First Foundation Advisors
California
$66K – – –
APWA
127
Atlas Private Wealth Advisors
New Jersey
$66K +$66K +13,000 New
SCA
128
Sage Capital Advisors
South Dakota
$63K -$4.58K -897 -7%
CA
129
Callahan Advisors
Texas
$62K -$2.05K -400 -3%
LA
130
LVW Advisors
New York
$62K – – –
BP
131
BBR Partners
New York
$62K +$62K +12,195 New
SRC
132
Shufro Rose & Co
New York
$60K – – –
DIM
133
Delta Investment Management
California
$59K +$339 +67 +0.6%
NIT
134
NumerixS Investment Technologies
British Columbia, Canada
$58K +$46.8K +9,148 +416%
PNC Financial Services Group
135
PNC Financial Services Group
Pennsylvania
$58K +$56K +10,989 +2,747%
TA
136
Tiedemann Advisors
New York
$57K -$23.8K -4,600 -29%
MCA
137
Magnolia Capital Advisors
Mississippi
$57K – – –
SPIA
138
Steward Partners Investment Advisory
New York
$56K +$2.21K +430 +4%
RIA
139
Regal Investment Advisors
Michigan
$55K +$55K +10,765 New
SI
140
Stephens Inc
Arkansas
$53K -$7.36K -1,450 -12%
LWP
141
Legacy Wealth Planning
Nevada
$52K – – –
JPMorgan Chase & Co
142
JPMorgan Chase & Co
New York
$41K -$944K -184,141 -96%
RFA
143
Reilly Financial Advisors
California
$41K +$5.13K +1,000 +14%
ST
144
Smithfield Trust
Pennsylvania
$32K – – –
AWM
145
AllSquare Wealth Management
New York
$31K – – –
PAG
146
Private Advisor Group
New Jersey
$27K -$213K -41,542 -89%
CFGS
147
Concourse Financial Group Securities
Alabama
$26K -$9K -1,776 -26%
AWMS
148
Advocacy Wealth Management Services
Georgia
$26K – – –
AIC
149
Archer Investment Corporation
Indiana
$23K +$23K +4,500 New
RWB
150
RMR Wealth Builders
New Jersey
$22K +$22K +4,372 New
4 5
6
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