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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $350M invested in Prospect Capital in 2019 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+14
Holders Change %
+6.76%
% of All Funds
4.36%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
39
Increased
77
Reduced
64
Closed
24
Calls
$1.95M
Puts
$17M
Net Calls
-$15.1M
Net Calls Change
+$1.3M

Top Buyers

1
IAA
Independent Advisor Alliance
North Carolina
$10.9M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$36.3M
3
Man Group
Man Group
United Kingdom
$12.4M
4
Invesco
Invesco
Georgia
$11.8M
5
Two Sigma Investments
Two Sigma Investments
New York
$12.8M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$3.42M
2
Morgan Stanley
Morgan Stanley
New York
$5.68M
3
Deutsche Bank
Deutsche Bank
Germany
$20K
4
UBS Group
UBS Group
Switzerland
$14M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
126
AE Wealth Management
Kansas
$150K +$79.7K +12,364 +113%
CBA
127
Coastal Bridge Advisors
Connecticut
$145K -$64.5K -10,036 -31%
FIM
128
Freedom Investment Management
Connecticut
$137K +$18.5K +2,873 +16%
PWP
129
Principle Wealth Partners
Connecticut
$135K -$14.4K -2,234 -10%
HCM
130
Highlander Capital Management
New Jersey
$126K -$28.1K -4,375 -18%
TRCT
131
Tower Research Capital (TRC)
New York
$126K +$103K +16,113 +453%
Jane Street
132
Jane Street
New York
$126K +$126K +19,631 New
Janney Montgomery Scott
133
Janney Montgomery Scott
Pennsylvania
$123K -$27K -4,187 -18%
TVAMP
134
Tennessee Valley Asset Management Partners
Tennessee
$117K -$52.6K -8,153 -31%
Envestnet Asset Management
135
Envestnet Asset Management
Illinois
$117K -$26.1K -4,059 -18%
WB
136
WesBanco Bank
West Virginia
$116K – – –
SI
137
Stephens Inc
Arkansas
$109K -$14.8K -2,289 -12%
RIA
138
Regal Investment Advisors
Michigan
$107K -$25.5K -3,975 -19%
CS
139
Credit Suisse
Switzerland
$106K +$24.4K +3,774 +30%
KLCM
140
KG&L Capital Management
Louisiana
$105K +$17K +2,647 +19%
IWM
141
IHT Wealth Management
Illinois
$104K -$4.5K -700 -4%
DA
142
Detalus Advisors
Missouri
$103K +$103K +15,962 New
VF
143
Virtu Financial
New York
$102K -$851K -131,767 -89%
FDCDDQ
144
Federation des caisses Desjardins du Quebec
Quebec, Canada
$102K – – –
MSAM
145
Moloney Securities Asset Management
Missouri
$101K -$14.4K -2,240 -12%
TC
146
TownSquare Capital
Utah
$101K – – –
CIBC Asset Management
147
CIBC Asset Management
Ontario, Canada
$100K +$314 +49 +0.3%
LWP
148
Legacy Wealth Planning
Nevada
$95K +$95K +14,700 New
GM
149
GeoWealth Management
Illinois
$94K +$94K +14,600 New
RhumbLine Advisers
150
RhumbLine Advisers
Massachusetts
$92K +$232 +36 +0.3%
4 5
6
7 8