PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
2
Citadel Advisors
Florida
$6.66M
3
UBS Group
3
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
4
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
5
Advisors Asset Management
Colorado
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
TU
126
TDAM USA
Ontario, Canada
$147K – – –
Janney Montgomery Scott
127
Janney Montgomery Scott
Pennsylvania
$145K -$20.3K -3,105 -12%
TSS
128
Two Sigma Securities
New York
$142K -$280K -42,795 -66%
CIAS
129
Capital Investment Advisory Services
North Carolina
$142K -$40K -6,102 -22%
EFS
130
Essex Financial Services
Connecticut
$141K +$2.09K +318 +2%
Sumitomo Mitsui Trust Group
131
Sumitomo Mitsui Trust Group
Japan
$137K -$7.74K -1,183 -5%
KA
132
Kovack Advisors
Florida
$134K +$36.4K +5,569 +37%
PCIA
133
Prime Capital Investment Advisors
Kansas
$133K +$6.54K +1,000 +5%
ICA
134
Infrastructure Capital Advisors
New York
$123K – – –
APP
135
Avantax Planning Partners
Iowa
$118K +$118K +18,000 New
SWP
136
Stratos Wealth Partners
Ohio
$114K +$25.6K +3,910 +29%
Squarepoint
137
Squarepoint
New York
$110K -$46K -7,038 -29%
Walleye Trading
138
Walleye Trading
New York
$109K +$109K +16,700 New
ACP
139
Aviance Capital Partners
Florida
$106K -$5.22K -800 -5%
WB
140
WesBanco Bank
West Virginia
$104K – – –
FDCDDQ
141
Federation des caisses Desjardins du Quebec
Quebec, Canada
$103K -$36K -5,500 -26%
Prudential Financial
142
Prudential Financial
New Jersey
$102K – – –
BCAM
143
Boston Common Asset Management
Massachusetts
$99K – – –
SEI Investments
144
SEI Investments
Pennsylvania
$99K +$96.6K +14,715 +4,010%
CS
145
Credit Suisse
Switzerland
$93K +$93K +14,177 New
CIBC Asset Management
146
CIBC Asset Management
Ontario, Canada
$92K – – –
Manulife (Manufacturers Life Insurance)
147
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$91K -$8.18K -1,249 -8%
CIA
148
Capital Investment Advisors
Georgia
$91K -$6.52K -1,000 -7%
MIS
149
Morningstar Investment Services
Illinois
$90K – – –
SRC
150
Shufro Rose & Co
New York
$89K – – –
4 5
6
7 8