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Prospect Capital
PSEC

Overview Fund Activity

210 hedge funds and large institutions have $380M invested in Prospect Capital in 2017 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 74 reducing their positions, and 29 closing their positions.

Holders
210
Holders Change
-3
Holders Change %
-1.41%
% of All Funds
5.24%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
29
Increased
72
Reduced
74
Closed
29
Calls
$18.7M
Puts
$51.1M
Net Calls
-$32.4M
Net Calls Change
+$14.9M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$16.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.1M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$11.2M
4
PMLI
4
Penn Mutual Life Insurance
Pennsylvania
$3.99M
5
AM
5
Ares Management
California
$2.86M

Top Sellers

1
PAM
1
Panagora Asset Management
Massachusetts
$0
2
MC
2
Muzinich & Co
New York
$62.6M
3
BC
3
Barnett & Company
Tennessee
$0
4
BCM
4
Beck Capital Management
Texas
$0
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$12.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
Tudor Investment Corp
126
Tudor Investment Corp
Connecticut
$214K +$214K +31,817 New
CC
127
Cipher Capital
New York
$213K -$1.36M -202,940 -86%
M&T Bank
128
M&T Bank
New York
$201K – – –
PCMC
129
Paragon Capital Management (Colorado)
Colorado
$201K +$6.71K +996 +3%
Lido Advisors
130
Lido Advisors
California
$197K – – –
RhumbLine Advisers
131
RhumbLine Advisers
Massachusetts
$181K +$566 +84 +0.3%
Manulife (Manufacturers Life Insurance)
132
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$180K -$13.8K -2,066 -7%
GXMC
133
Global X Management Company
New York
$178K +$73.9K +10,977 +71%
SFA
134
Sequoia Financial Advisors
Ohio
$174K -$21.7K -3,240 -11%
ACP
135
Aviance Capital Partners
Florida
$173K -$59K -8,775 -25%
TSS
136
Two Sigma Securities
New York
$172K +$172K +25,662 New
NPC
137
National Planning Corporation
California
$170K -$329K -48,980 -66%
Citigroup
138
Citigroup
New York
$159K -$39.6K -5,884 -20%
RCA
139
Rowland Carmichael Advisors
Arizona
$153K – – –
JPMorgan Chase & Co
140
JPMorgan Chase & Co
New York
$149K +$254 +38 +0.2%
Sumitomo Mitsui Trust Group
141
Sumitomo Mitsui Trust Group
Japan
$147K +$14.7K +2,184 +11%
FDCDDQ
142
Federation des caisses Desjardins du Quebec
Quebec, Canada
$143K – – –
AI
143
Atria Investments
North Carolina
$134K +$47.8K +7,123 +55%
ICA
144
Infrastructure Capital Advisors
New York
$133K – – –
Jane Street
145
Jane Street
New York
$127K +$127K +18,877 New
NL
146
NWAM LLC
Washington
$122K +$8.75K +1,300 +8%
RIA
147
Regal Investment Advisors
Michigan
$120K +$6.84K +1,017 +6%
B
148
BancorpSouth
Mississippi
$108K -$27K -4,000 -20%
TI
149
Trexquant Investment
Connecticut
$108K +$108K +16,143 New
BTS
150
BB&T Securities
Virginia
$107K +$40.3K +6,044 +60%
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6
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