We are live on ! Find out more
PSEC icon

Prospect Capital

206 hedge funds and large institutions have $346M invested in Prospect Capital in 2015 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 86 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 57

5% less capital invested

Capital invested by funds: $364M → $346M (-$18.1M)

6% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 31

1% less funds holding

Funds holding: 209206 (-3)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

73% less call options, than puts

Call options by funds: $3.34M | Put options by funds: $12.4M

Holders
206
Holders Change
-3
Holders Change %
-1.44%
% of All Funds
5.4%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.1%
New
29
Increased
86
Reduced
57
Closed
31
Calls
$3.34M
Puts
$12.4M
Net Calls
-$9.04M
Net Calls Change
-$2.89M
Name Holding Trade Value Shares
Change
Change in
Stake
CWA
126
Cypress Wealth Advisors
California
$230K +$240K +33,000 New
PNC Financial Services Group
127
PNC Financial Services Group
Pennsylvania
$228K -$19.5K -2,688 -8%
NPC
128
National Planning Corporation
California
$225K +$58.1K +8,005 +27%
CIC
129
Chilton Investment Company
Connecticut
$220K
WEC
130
Winslow Evans & Crocker
Massachusetts
$212K -$10.7K -1,478 -5%
BCM
131
Buckhead Capital Management
Georgia
$209K -$218K -30,000 -50%
ACP
132
Aviance Capital Partners
Florida
$208K -$5.91K -814 -3%
FCI
133
Financial Counselors Inc
Kansas
$204K +$212K +29,262 New
Janney Montgomery Scott
134
Janney Montgomery Scott
Pennsylvania
$196K +$45.5K +6,263 +29%
FMBTD
135
First Midwest Bank Trust Division
Illinois
$195K +$12.6K +1,730 +7%
RIA
136
Regal Investment Advisors
Michigan
$186K +$19K +2,614 +11%
SI
137
SII Investments
Wisconsin
$171K -$10K -1,378 -5%
California Public Employees Retirement System
138
California Public Employees Retirement System
California
$171K
VKH
139
Virtu KCG Holdings
New York
$169K -$130K -17,917 -42%
RCM
140
Radcliffe Capital Management
Pennsylvania
$168K +$174K +24,000 New
KA
141
Kovack Advisors
Florida
$162K +$9.87K +1,360 +6%
EFS
142
Essex Financial Services
Connecticut
$160K -$16.6K -2,287 -9%
PAG
143
Private Advisor Group
New Jersey
$160K +$39K +5,369 +31%
CCS
144
Crosspoint Capital Strategies
California
$155K +$137K +18,809 New
AWA
145
Arete Wealth Advisors
Illinois
$146K -$7.26K -1,000 -5%
RJT
146
Raymond James Trust
Florida
$140K
UAM
147
UAS Asset Management
New York
$140K +$145K +20,000 New
VFA
148
Voya Financial Advisors
Connecticut
$138K -$15.2K -2,095 -10%
Prudential Financial
149
Prudential Financial
New Jersey
$130K -$13.1K -1,800 -9%
QT
150
Quantbot Technologies
New York
$116K -$18.3K -2,522 -13%

PSEC Hedge Fund Activity: Q4 2015 in Review

206 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2015, worth a combined $346M — down 5% from $364M a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of PSEC and 29 opened new positions — a net loss of 2 holders — while 57 trimmed existing stakes and 86 added.

The largest buyer was Bank of Montreal, adding an estimated $16.7M. The largest seller was UBS Group, cutting an estimated $17M.

  • 206 institutional investors held Prospect Capital (PSEC) as of Q4 2015, down from 209 in Q3 2015.
  • Funds reported $346M of Prospect Capital stock for Q4 2015, down 5% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q4 2015 and 31 closed out, a net change of -2 holders.
  • The largest Prospect Capital buyer in Q4 2015 was Bank of Montreal, an estimated $16.7M added.
  • The largest Prospect Capital seller in Q4 2015 was UBS Group, an estimated $17M sold.

Based on aggregated 13F filings for Q4 2015.