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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
101
Bessemer Group
New Jersey
$240K
BCI
102
Brinker Capital Investments
Pennsylvania
$239K -$204K -35,434 -48%
OPS
103
Orion Portfolio Solutions
Nebraska
$239K -$204K -35,434 -48%
SSA
104
Schonfeld Strategic Advisors
New York
$237K +$10.4K +1,800 +5%
OR
105
Olympiad Research
Connecticut
$236K +$64.5K +11,202 +40%
PCM
106
Prelude Capital Management
New York
$236K +$64.5K +11,202 +40%
VCWA
107
Vanguard Capital Wealth Advisors
Colorado
$226K -$14.5K -2,513 -6%
HI
108
Harbour Investments
Wisconsin
$219K +$11.4K +1,976 +6%
JWCA
109
J.W. Cole Advisors
Florida
$218K +$84K +14,592 +67%
IA
110
IFG Advisory
Georgia
$217K
SBIA
111
Sheaff Brock Investment Advisors
Indiana
$214K -$248K -42,988 -55%
PNC Financial Services Group
112
PNC Financial Services Group
Pennsylvania
$204K -$443K -77,014 -69%
LCM
113
Landscape Capital Management
New Jersey
$198K +$190K +33,059 New
N
114
Natixis
France
$198K +$23 +4 +0%
MC
115
Muzinich & Co
New York
$197K -$1.4M -242,573 -88%
Sumitomo Mitsui Trust Group
116
Sumitomo Mitsui Trust Group
Japan
$197K -$1.4M -242,573 -88%
Mercer Global Advisors
117
Mercer Global Advisors
Colorado
$197K +$33.4K +5,800 +21%
Creative Planning
118
Creative Planning
Kansas
$187K -$226K -39,251 -56%
NLP
119
Next Level Private
New York
$184K -$76.4K -13,262 -30%
CB
120
Cadence Bank
Mississippi
$184K +$5.27K +915 +3%
AI
121
Atom Investors
Texas
$183K +$26.5K +4,594 +18%
FI
122
FWG Investments
Kentucky
$182K +$175K +30,422 New
SS
123
Sunbelt Securities
Texas
$176K +$495 +86 +0.3%
AFP
124
Ausdal Financial Partners
Iowa
$175K +$14.8K +2,573 +10%
SWA
125
Strategies Wealth Advisors
Michigan
$172K +$5.21K +905 +3%

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.