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Prospect Capital
PSEC

Overview Fund Activity

215 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
215
Holders Change
-12
Holders Change %
-5.29%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
79
Reduced
54
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$32.6M
2
Northern Trust
2
Northern Trust
Illinois
$2.49M
3
AAM
3
Advisors Asset Management
Colorado
$5.9M
4
MFG
4
Merit Financial Group
Georgia
$714K
5
CSS
5
Cubist Systematic Strategies
Connecticut
$880K

Top Sellers

1
BlackRock
1
BlackRock
New York
$15.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$988K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
HF
4
HRT Financial
New York
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.37M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAM
101
Belpointe Asset Management
Nevada
$191K -$83.1K -10,025 -30%
GWM
102
Geneos Wealth Management
Colorado
$190K – – –
Goldman Sachs
103
Goldman Sachs
New York
$188K +$7.35K +888 +4%
SWM
104
Selective Wealth Management
Virginia
$176K +$151K +18,210 +608%
WFA
105
WMG Financial Advisors
Tennessee
$175K – – –
Stifel Financial
106
Stifel Financial
Missouri
$168K -$62.2K -7,505 -27%
JWCA
107
J.W. Cole Advisors
Florida
$168K +$3.02K +364 +2%
CIBC Asset Management
108
CIBC Asset Management
Ontario, Canada
$167K – – –
CCFM
109
Clear Creek Financial Management
Washington
$165K -$3.95K -477 -2%
TF
110
Threadgill Financial
Texas
$161K – – –
CP
111
Camelot Portfolios
Ohio
$153K -$71.1K -8,598 -32%
CAWM
112
Capital Advisors Wealth Management
Washington
$151K +$151K +18,200 New
GAM
113
Gotham Asset Management
New York
$150K +$17.3K +2,087 +13%
KLCM
114
KG&L Capital Management
Louisiana
$148K -$7.46K -898 -5%
MML Investors Services
115
MML Investors Services
Massachusetts
$143K -$28.6K -3,457 -17%
Creative Planning
116
Creative Planning
Kansas
$142K -$107K -12,925 -43%
SI
117
Stephens Inc
Arkansas
$140K +$20.7K +2,500 +17%
ZIMP
118
Zimmermann Investment Management & Planning
Pennsylvania
$136K +$1.74K +210 +1%
MCC
119
Money Concepts Capital
Florida
$135K +$135K +16,354 New
RIA
120
Regal Investment Advisors
Michigan
$133K +$24K +2,895 +22%
FNBOMD
121
First National Bank of Mount Dora
Florida
$127K – – –
TCM
122
Traynor Capital Management
Pennsylvania
$125K -$7.35K -890 -6%
KWM
123
Kingsview Wealth Management
Oregon
$124K +$124K +15,022 New
LNWWM
124
Laird Norton Wetherby Wealth Management
California
$124K – – –
PA
125
PFG Advisors
Arizona
$120K +$33 +4 +0%
3 4
5
6 7