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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
101
Cetera Advisors
Colorado
$112K -$225K -44,835 -67%
SCA
102
Sage Capital Advisors
South Dakota
$110K +$48.2K +9,577 +78%
AFAS
103
Acorn Financial Advisory Services
Virginia
$106K +$141 +28 +0.1%
ECM
104
ExodusPoint Capital Management
New York
$103K +$103K +20,530 New
MML Investors Services
105
MML Investors Services
Massachusetts
$100K +$100K +19,925 New
FDCDDQ
106
Federation des caisses Desjardins du Quebec
Quebec, Canada
$99.6K
HCM
107
Highlander Capital Management
New Jersey
$99K
BWM
108
BT Wealth Management
Georgia
$95K
IWM
109
IHT Wealth Management
Illinois
$92K -$8.7K -1,730 -9%
Wolverine Trading
110
Wolverine Trading
Illinois
$87K +$87.6K +17,427 New
DA
111
Detalus Advisors
Missouri
$86K +$5.41K +1,075 +7%
TVAMP
112
Tennessee Valley Asset Management Partners
Tennessee
$85K +$915 +182 +1%
KLCM
113
KG&L Capital Management
Louisiana
$81K +$1.49K +296 +2%
CIBC Asset Management
114
CIBC Asset Management
Ontario, Canada
$80K +$1.99K +396 +3%
FNBOMD
115
First National Bank of Mount Dora
Florida
$77K
SPIA
116
Steward Partners Investment Advisory
New York
$77K +$22.2K +4,411 +41%
Barclays
117
Barclays
United Kingdom
$77K +$62.5K +12,426 +419%
CTC
118
Central Trust Company
Missouri
$75K +$74.9K +14,900 New
TC
119
TownSquare Capital
Utah
$73K
RhumbLine Advisers
120
RhumbLine Advisers
Massachusetts
$69K -$2.94K -585 -4%
Citadel Advisors
121
Citadel Advisors
Florida
$67K
APWA
122
Atlas Private Wealth Advisors
New Jersey
$65K
FFA
123
First Foundation Advisors
California
$65K
BRWM
124
B. Riley Wealth Management
Tennessee
$62K +$62K +12,333 New
BP
125
BBR Partners
New York
$61K

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.