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Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCA
101
Sage Capital Advisors
South Dakota
$110K +$48.1K +9,577 +78%
AFAS
102
Acorn Financial Advisory Services
Virginia
$106K +$142 +28 +0.1%
ECM
103
ExodusPoint Capital Management
New York
$103K +$103K +20,530 New
MML Investors Services
104
MML Investors Services
Massachusetts
$100K +$100K +19,925 New
FDCDDQ
105
Federation des caisses Desjardins du Quebec
Quebec, Canada
$99.6K – – –
HCM
106
Highlander Capital Management
New Jersey
$99K – – –
BWM
107
BT Wealth Management
Georgia
$95K – – –
IWM
108
IHT Wealth Management
Illinois
$92K -$8.68K -1,730 -9%
Wolverine Trading
109
Wolverine Trading
Illinois
$87K +$87K +17,427 New
DA
110
Detalus Advisors
Missouri
$86K +$5.4K +1,075 +7%
TVAMP
111
Tennessee Valley Asset Management Partners
Tennessee
$85K +$911 +182 +1%
KLCM
112
KG&L Capital Management
Louisiana
$81K +$1.47K +296 +2%
CIBC Asset Management
113
CIBC Asset Management
Ontario, Canada
$80K +$1.98K +396 +3%
FNBOMD
114
First National Bank of Mount Dora
Florida
$77K – – –
SPIA
115
Steward Partners Investment Advisory
New York
$77K +$22.2K +4,411 +41%
Barclays
116
Barclays
United Kingdom
$77K +$62.2K +12,426 +419%
CTC
117
Central Trust Company
Missouri
$75K +$75K +14,900 New
TC
118
TownSquare Capital
Utah
$73K – – –
RhumbLine Advisers
119
RhumbLine Advisers
Massachusetts
$69K -$2.93K -585 -4%
Citadel Advisors
120
Citadel Advisors
Florida
$67K – – –
APWA
121
Atlas Private Wealth Advisors
New Jersey
$65K – – –
FFA
122
First Foundation Advisors
California
$65K – – –
BRWM
123
B. Riley Wealth Management
Tennessee
$62K +$62K +12,333 New
CA
124
Callahan Advisors
Texas
$61K – – –
LA
125
LVW Advisors
New York
$61K – – –
3 4
5
6 7