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B. Riley Wealth Management’s Prospect Capital PSEC Stock Holding History

B. Riley Wealth Management’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-12,333
Closed -$62K – 441
2020
Q3 		$62K Buy
+12,333
New +$62K 0.01% 404
2015
Q3 		– Sell
-12,000
Closed -$88K – 607
2015
Q2 		$88K Sell
12,000
-5,000
-29% -$40.2K 0.07% 296
2015
Q1 		$143K Sell
17,000
-3,020
-15% -$25.8K 0.11% 231
2014
Q4 		$165K Sell
20,020
-25,911
-56% -$239K 0.14% 193
2014
Q3 		$454K Sell
45,931
-6,458
-12% -$68.1K 0.34% 68
2014
Q2 		$556K Buy
52,389
+16,194
+45% +$168K 0.36% 61
2014
Q1 		$391K Buy
+36,195
New +$400K 0.29% 89

Other funds holding PSEC

LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

B. Riley Wealth Management's PSEC Position: Q4 2020 in Review

B. Riley Wealth Management sold out of Prospect Capital (PSEC) in Q4 2020, closing a stake of 12,333 shares — an estimated $62K sold.

B. Riley Wealth Management first reported a position in PSEC in Q1 2014 and held it in 7 quarters. The position peaked at $556K in Q2 2014. 200 funds tracked by Wall St. Rank hold PSEC as of Q4 2020.

  • B. Riley Wealth Management reported no remaining Prospect Capital position as of Q4 2020 after selling out during the quarter.
  • B. Riley Wealth Management sold 12,333 Prospect Capital shares in Q4 2020, an estimated $62K.
  • B. Riley Wealth Management first reported a position in Prospect Capital in Q1 2014 and held it in 7 quarters.
  • B. Riley Wealth Management's Prospect Capital position peaked at $556K in Q2 2014.
  • 200 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2020.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.