B. Riley Wealth Management’s Prospect Capital PSEC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q4
Sell
-12,333
Closed -$62K 441
2020
Q3
$62K Buy
+12,333
New +$62K 0.01% 404
2015
Q3
Sell
-12,000
Closed -$88K 608
2015
Q2
$88K Sell
12,000
-5,000
-29% -$36.7K 0.07% 296
2015
Q1
$143K Sell
17,000
-3,020
-15% -$25.4K 0.11% 231
2014
Q4
$165K Sell
20,020
-25,911
-56% -$214K 0.14% 193
2014
Q3
$454K Sell
45,931
-6,458
-12% -$63.8K 0.34% 68
2014
Q2
$556K Buy
52,389
+16,194
+45% +$172K 0.36% 61
2014
Q1
$391K Buy
+36,195
New +$391K 0.29% 89