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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
2
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
4
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
3
Muzinich & Co
New York
$19M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$8.82M
5
USAA
5
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Lido Advisors
101
Lido Advisors
California
$219K – – –
SCA
102
Sage Capital Advisors
South Dakota
$217K -$64.2K -9,747 -23%
CBA
103
Coastal Bridge Advisors
Connecticut
$215K +$215K +32,587 New
AAS
104
Avantax Advisory Services
Texas
$214K – – –
AI
105
Atria Investments
North Carolina
$206K -$2.18K -331 -1%
RFN
106
RDA Financial Network
Iowa
$205K -$9.65K -1,488 -4%
WP
107
WealthPLAN Partners
Nebraska
$187K -$11.1K -1,717 -6%
SS
108
Sunbelt Securities
Texas
$175K +$175K +26,567 New
OC
109
Oppenheimer & Co
New York
$174K -$24K -3,632 -12%
TVAMP
110
Tennessee Valley Asset Management Partners
Tennessee
$173K -$11.4K -1,728 -6%
William Blair & Company
111
William Blair & Company
Illinois
$167K – – –
TSS
112
Two Sigma Securities
New York
$165K +$165K +25,011 New
SWP
113
Stratos Wealth Partners
Ohio
$159K +$15.4K +2,332 +11%
HCM
114
Highlander Capital Management
New Jersey
$158K – – –
BAM
115
Belpointe Asset Management
Nevada
$153K -$11.2K -1,700 -7%
Janney Montgomery Scott
116
Janney Montgomery Scott
Pennsylvania
$153K +$6.09K +927 +4%
PWP
117
Principle Wealth Partners
Connecticut
$153K +$153K +23,182 New
RCA
118
Rowland Carmichael Advisors
Arizona
$150K – – –
TU
119
TDAM USA
Ontario, Canada
$148K +$148K +22,500 New
Envestnet Asset Management
120
Envestnet Asset Management
Illinois
$147K -$69.7K -10,570 -32%
BWM
121
BT Wealth Management
Georgia
$142K – – –
RIA
122
Regal Investment Advisors
Michigan
$136K -$28K -4,253 -17%
SI
123
Stephens Inc
Arkansas
$126K -$6.43K -978 -5%
FIM
124
Freedom Investment Management
Connecticut
$122K -$89.2K -13,486 -42%
MAFM
125
Mid Atlantic Financial Management
Pennsylvania
$119K -$6.61K -1,000 -5%
3 4
5
6 7