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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $260M invested in Prospect Capital in 2019 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 65 increasing their positions, 70 reducing their positions, and 40 closing their positions.

Holders
221
Holders Change
-18
Holders Change %
-7.53%
% of All Funds
4.79%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
65
Reduced
70
Closed
40
Calls
$4.21M
Puts
$19M
Net Calls
-$14.8M
Net Calls Change
+$17M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$11.5M
2
KBC Group
2
KBC Group
Belgium
$2.54M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$14.5M
4
PAM
4
PVG Asset Management
Colorado
$2.56M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$11.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$32.5M
2
Millennium Management
2
Millennium Management
New York
$93K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.74M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$219K
5
VanEck Associates
5
VanEck Associates
New York
$13M
Name Holding Trade Value Shares
Change 		Shares
Change %
FIM
101
Freedom Investment Management
Connecticut
$219K -$77.7K -11,897 -26%
Lido Advisors
102
Lido Advisors
California
$217K – – –
AAS
103
Avantax Advisory Services
Texas
$216K -$9.89K -1,515 -4%
EFS
104
Essex Financial Services
Connecticut
$214K +$2.34K +359 +1%
RBFC
105
Roman Butler Fullerton & Co
Missouri
$214K +$3.72K +571 +2%
JPMorgan Chase & Co
106
JPMorgan Chase & Co
New York
$211K -$322K -49,366 -60%
AI
107
Atria Investments
North Carolina
$206K +$789 +121 +0.4%
FFA
108
First Foundation Advisors
California
$202K +$4.35K +666 +2%
QIM
109
Quantitative Investment Management
Virginia
$198K +$198K +30,500 New
OC
110
Oppenheimer & Co
New York
$196K – – –
Verition Fund Management
111
Verition Fund Management
Connecticut
$195K +$195K +29,939 New
RIA
112
Regal Investment Advisors
Michigan
$184K +$7.5K +1,147 +4%
AWM
113
Alterna Wealth Management
Texas
$182K +$627 +96 +0.3%
WA
114
Wealthstar Advisors
Texas
$176K +$75.4K +11,551 +75%
William Blair & Company
115
William Blair & Company
Illinois
$171K +$22.3K +3,300 +15%
TVAMP
116
Tennessee Valley Asset Management Partners
Tennessee
$167K -$9.22K -1,416 -5%
HCM
117
Highlander Capital Management
New Jersey
$156K – – –
Squarepoint
118
Squarepoint
New York
$153K -$296K -45,528 -66%
PAG
119
Private Advisor Group
New Jersey
$150K -$108K -16,616 -42%
Janney Montgomery Scott
120
Janney Montgomery Scott
Pennsylvania
$150K +$26.2K +4,003 +21%
MSAM
121
Moloney Securities Asset Management
Missouri
$148K -$4.7K -721 -3%
RCA
122
Rowland Carmichael Advisors
Arizona
$148K – – –
PFS
123
Prospera Financial Services
Texas
$147K -$183K -27,673 -55%
BWM
124
BT Wealth Management
Georgia
$141K – – –
SWP
125
Stratos Wealth Partners
Ohio
$138K +$12.9K +1,981 +10%
3 4
5
6 7