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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
LPAM
76
Lodestar Private Asset Management
California
$268K
ASN
77
Advisory Services Network
Georgia
$260K
NLP
78
Next Level Private
New York
$258K +$6.27K +1,182 +3%
AAS
79
Avantax Advisory Services
Texas
$235K -$102K -19,187 -30%
RBFC
80
Roman Butler Fullerton & Co
Missouri
$230K -$4.69K -884 -2%
CA
81
Claro Advisors
Massachusetts
$227K
CAG
82
Csenge Advisory Group
Florida
$223K -$1.09K -206 -0.5%
Mercer Global Advisors
83
Mercer Global Advisors
Colorado
$216K +$24.3K +4,581 +13%
Bessemer Group
84
Bessemer Group
New Jersey
$214K
Balyasny Asset Management
85
Balyasny Asset Management
Illinois
$211K +$1.27K +239 +0.6%
AFP
86
Ausdal Financial Partners
Iowa
$210K +$133 +25 +0.1%
HI
87
Harbour Investments
Wisconsin
$209K +$3.11K +586 +2%
BCI
88
Brinker Capital Investments
Pennsylvania
$202K +$695 +131 +0.3%
OPS
89
Orion Portfolio Solutions
Nebraska
$202K +$695 +131 +0.3%
IA
90
IFG Advisory
Georgia
$194K
PNC Financial Services Group
91
PNC Financial Services Group
Pennsylvania
$191K +$3.16K +596 +2%
FI
92
FWG Investments
Kentucky
$190K +$3.46K +652 +2%
Bank of Montreal
93
Bank of Montreal
Ontario, Canada
$188K
SWA
94
Strategies Wealth Advisors
Michigan
$182K +$12.1K +2,277 +7%
CB
95
Cadence Bank
Mississippi
$181K +$5.88K +1,109 +3%
PAG
96
Private Advisor Group
New Jersey
$181K -$525 -99 -0.3%
SWM
97
Sculati Wealth Management
Michigan
$180K
IAIM
98
International Assets Investment Management
Florida
$174K +$4.02M +757,925 +433%
MWM
99
Modern Wealth Management
Kansas
$159K +$5.62K +1,059 +4%
SBIA
100
Sheaff Brock Investment Advisors
Indiana
$157K +$10.7K +2,010 +7%

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.