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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $350M invested in Prospect Capital in 2019 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+14
Holders Change %
+6.76%
% of All Funds
4.36%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
39
Increased
77
Reduced
64
Closed
24
Calls
$1.95M
Puts
$17M
Net Calls
-$15.1M
Net Calls Change
+$1.3M

Top Buyers

1
IAA
1
Independent Advisor Alliance
North Carolina
$10.9M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$36.3M
3
Man Group
3
Man Group
United Kingdom
$12.4M
4
Invesco
4
Invesco
Georgia
$11.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$12.8M

Top Sellers

1
Allianz Asset Management
1
Allianz Asset Management
Germany
$3.42M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.68M
3
Deutsche Bank
3
Deutsche Bank
Germany
$20K
4
UBS Group
4
UBS Group
Switzerland
$14M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$5.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
76
Centaurus Financial
California
$480K -$12.9K -2,000 -3%
AOWM
77
Alpha Omega Wealth Management
Virginia
$463K -$23.6K -3,671 -5%
BAM
78
Blueshift Asset Management
New Jersey
$435K +$435K +67,499 New
ACS
79
Archford Capital Strategies
Illinois
$433K -$13.4K -2,073 -3%
CA
80
Cetera Advisors
Colorado
$412K -$15.5K -2,400 -4%
Mirae Asset Global Investments
81
Mirae Asset Global Investments
South Korea
$397K -$37.6K -5,844 -9%
WS
82
Wedbush Securities
California
$395K -$13.3K -2,064 -3%
Creative Planning
83
Creative Planning
Kansas
$391K -$24.6K -3,825 -6%
PAG
84
Private Advisor Group
New Jersey
$373K -$261K -40,468 -41%
PSP
85
Principal Street Partners
Tennessee
$364K +$7.68K +1,180 +2%
Squarepoint
86
Squarepoint
New York
$348K +$348K +54,065 New
EGA
87
Eagle Global Advisors
Texas
$336K -$134K -20,880 -29%
EGM
88
Engineers Gate Manager
New York
$317K +$317K +49,246 New
SG Americas Securities
89
SG Americas Securities
New York
$312K -$238K -37,000 -43%
BCA
90
Biltmore Capital Advisors
New Jersey
$309K -$19.3K -3,000 -6%
NICM
91
Neo Ivy Capital Management
New York
$307K +$307K +47,698 New
Wolverine Trading
92
Wolverine Trading
Illinois
$291K +$36.3K +5,545 +14%
RBFC
93
Roman Butler Fullerton & Co
Missouri
$279K +$5.49K +854 +2%
Bank of America
94
Bank of America
North Carolina
$277K -$168K -26,117 -38%
PCMC
95
Paragon Capital Management (Colorado)
Colorado
$262K -$14.6K -2,268 -5%
Voloridge Investment Management
96
Voloridge Investment Management
Florida
$262K +$166K +25,842 +173%
SFS
97
Sowell Financial Services
Arkansas
$258K +$6.94K +1,079 +3%
Daiwa Securities Group
98
Daiwa Securities Group
Japan
$257K +$257K +40,000 New
WA
99
Wealthstar Advisors
Texas
$253K +$361 +56 +0.1%
CANY
100
Caxton Associates (New York)
New York
$251K +$251K +38,909 New
2 3
4
5 6