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Prospect Capital
PSEC

Overview Fund Activity

210 hedge funds and large institutions have $380M invested in Prospect Capital in 2017 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 74 reducing their positions, and 29 closing their positions.

Holders
210
Holders Change
-3
Holders Change %
-1.41%
% of All Funds
5.24%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
29
Increased
72
Reduced
74
Closed
29
Calls
$18.7M
Puts
$51.1M
Net Calls
-$32.4M
Net Calls Change
+$14.9M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$16.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.1M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$11.2M
4
PMLI
4
Penn Mutual Life Insurance
Pennsylvania
$3.99M
5
AM
5
Ares Management
California
$2.86M

Top Sellers

1
PAM
1
Panagora Asset Management
Massachusetts
$0
2
MC
2
Muzinich & Co
New York
$62.6M
3
BC
3
Barnett & Company
Tennessee
$0
4
BCM
4
Beck Capital Management
Texas
$0
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$12.6M
Name Market Value Shares Shares
Change 		Shares
Change %
SCA
76
Sage Capital Advisors
South Dakota
$606K 90,116 +6,169 +7%
Janney Montgomery Scott
77
Janney Montgomery Scott
Pennsylvania
$589K 87,689 +40,765 +87%
IA
78
IFP Advisors
Florida
$546K 81,293 -23,021 -22%
EGA
79
Eagle Global Advisors
Texas
$523K 77,828 -800 -1%
WS
80
Wedbush Securities
California
$492K 73,152 -17,076 -19%
VF
81
Virtu Financial
New York
$491K 73,056 +73,056 New
DC
82
Davenport & Co
Virginia
$489K 72,700 +2,300 +3%
SI
83
SII Investments
Wisconsin
$486K 71,922 -576 -0.8%
AOWM
84
Alpha Omega Wealth Management
Virginia
$481K 71,597 +557 +0.8%
CA
85
Cetera Advisors
Colorado
$466K 68,990 +2,200 +3%
Bank of America
86
Bank of America
North Carolina
$460K 68,451 -237,367 -78%
ACS
87
Archford Capital Strategies
Illinois
$460K 68,399 +9,569 +16%
SG Americas Securities
88
SG Americas Securities
New York
$437K 65,003 -236,966 -78%
MC
89
Menta Capital
California
$435K 64,700 +64,700 New
Verition Fund Management
90
Verition Fund Management
Connecticut
$428K 63,623 +38,103 +149%
GWM
91
Geneos Wealth Management
Colorado
$401K 59,699 -460 -0.8%
CAN
92
Cetera Advisor Networks
California
$383K 57,408 +2,300 +4%
GAM
93
Gotham Asset Management
New York
$376K 55,927 +5,376 +11%
OC
94
Oppenheimer & Co
New York
$371K 55,401 -2,000 -3%
DADC
95
D.A. Davidson & Co
Montana
$351K 52,288 -4,725 -8%
LA
96
Lucus Advisors
New York
$350K 52,144 +52,144 New
NIT
97
NumerixS Investment Technologies
British Columbia, Canada
$347K 51,626 +51,626 New
Balyasny Asset Management
98
Balyasny Asset Management
Illinois
$347K 51,647 +51,647 New
Ameriprise
99
Ameriprise
Minnesota
$336K 49,971 -73,763 -60%
Two Sigma Investments
100
Two Sigma Investments
New York
$328K 48,755 +48,755 New
2 3
4
5 6