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Prospect Capital
PSEC

Overview Fund Activity

216 hedge funds and large institutions have $338M invested in Prospect Capital in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 69 increasing their positions, 63 reducing their positions, and 18 closing their positions.

Holders
216
Holders Change
+12
Holders Change %
+5.88%
% of All Funds
5.77%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
35
Increased
69
Reduced
63
Closed
18
Calls
$3.66M
Puts
$60.6M
Net Calls
-$56.9M
Net Calls Change
-$10.1M

Top Buyers

1
MC
1
Muzinich & Co
New York
$26M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$4.25M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$3.78M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$3.06M
5
Deutsche Bank
5
Deutsche Bank
Germany
$8.21M

Top Sellers

1
SMH
1
Sanders Morris Harris
Texas
$1.11M
2
Morgan Stanley
2
Morgan Stanley
New York
$21M
3
AAM
3
Advisors Asset Management
Colorado
$6.14M
4
UBS Group
4
UBS Group
Switzerland
$6.75M
5
RIA
5
RPG Investment Advisory
California
$2.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
76
Cetera Advisor Networks
California
$702K +$287K +35,428 +69%
MNA
77
Manning & Napier Advisors
New York
$697K -$12.3K -1,530 -2%
EGA
78
Eagle Global Advisors
Texas
$675K +$47.3K +5,840 +8%
PI
79
PineBridge Investments
New York
$666K -$14.6K -1,800 -2%
IA
80
IFP Advisors
Florida
$660K -$59.1K -7,302 -8%
PAG
81
Private Advisor Group
New Jersey
$627K +$63.6K +7,911 +11%
Mackenzie Financial
82
Mackenzie Financial
Ontario, Canada
$624K +$624K +77,016 New
NPC
83
National Planning Corporation
California
$611K +$132K +17,600 +28%
DC
84
Davenport & Co
Virginia
$599K -$200K -24,744 -25%
AOWM
85
Alpha Omega Wealth Management
Virginia
$585K -$8.69K -1,072 -1%
GWM
86
Geneos Wealth Management
Colorado
$580K +$29.5K +3,638 +5%
ACS
87
Archford Capital Strategies
Illinois
$578K -$23.3K -2,875 -4%
SG Americas Securities
88
SG Americas Securities
New York
$551K -$84.2K -10,400 -13%
ASN
89
Advisory Services Network
Georgia
$539K +$155K +19,163 +40%
SB
90
Suntrust Banks
Georgia
$521K – – –
OC
91
Oppenheimer & Co
New York
$502K +$18.4K +2,270 +4%
JIR
92
James Investment Research
Ohio
$492K +$36.5K +4,500 +8%
AG
93
Aperio Group
California
$445K +$67.6K +8,353 +18%
ANRIA
94
American National Registered Investment Advisor
Texas
$443K – – –
California Public Employees Retirement System
95
California Public Employees Retirement System
California
$442K +$244K +30,100 +123%
KA
96
Kovack Advisors
Florida
$437K +$75.5K +9,331 +21%
DADC
97
D.A. Davidson & Co
Montana
$421K +$114K +14,090 +37%
Envestnet Asset Management
98
Envestnet Asset Management
Illinois
$408K +$105K +12,999 +35%
Bank of New York Mellon
99
Bank of New York Mellon
New York
$407K -$122 -15 -0%
AIA
100
Allegis Investment Advisors
Idaho
$392K +$61.8K +7,625 +19%
2 3
4
5 6