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Prospect Capital
PSEC

Overview Fund Activity

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.79%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M

Top Buyers

1
Barclays
1
Barclays
United Kingdom
$7M
2
AL
2
Airain Ltd
Guernsey
$2.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.03M
4
UBS Group
4
UBS Group
Switzerland
$19M
5
PP
5
PDT Partners
New York
$1.48M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$5.22M
2
CS
2
Credit Suisse
Switzerland
$580K
3
MP
3
Mangrove Partners
Connecticut
$0
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$6.87M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
CS
76
Credit Suisse
Switzerland
$580K -$5.37M -738,715 -90%
FIM
77
Freedom Investment Management
Connecticut
$573K -$89K -12,246 -13%
SG Americas Securities
78
SG Americas Securities
New York
$564K -$100K -13,759 -15%
WA
79
WESPAC Advisors
California
$557K +$557K +76,651 New
CIBC Private Wealth Group
80
CIBC Private Wealth Group
Georgia
$531K +$531K +72,993 New
EGA
81
Eagle Global Advisors
Texas
$528K – – –
AOWM
82
Alpha Omega Wealth Management
Virginia
$525K +$18.7K +2,573 +4%
C
83
CFO4Life
Texas
$524K -$1.53M -211,170 -75%
SEC
84
Seven Eight Capital
New York
$519K +$519K +71,378 New
GWM
85
Geneos Wealth Management
Colorado
$497K +$497K +68,418 New
ACS
86
Archford Capital Strategies
Illinois
$485K -$55.3K -7,608 -10%
QIM
87
Quantitative Investment Management
Virginia
$474K +$474K +65,300 New
SB
88
Suntrust Banks
Georgia
$468K – – –
HighTower Advisors
89
HighTower Advisors
Illinois
$447K +$447K +61,178 New
OC
90
Oppenheimer & Co
New York
$438K -$2.43K -334 -0.6%
ANRIA
91
American National Registered Investment Advisor
Texas
$398K – – –
ICOA
92
Investment Centers of America
North Dakota
$396K -$103K -13,979 -21%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$373K +$134K +18,449 +56%
CAN
94
Cetera Advisor Networks
California
$363K -$37K -5,083 -9%
AG
95
Aperio Group
California
$348K -$323K -44,404 -48%
MNBTD
96
Moody National Bank Trust Division
Texas
$346K – – –
Simplex Trading
97
Simplex Trading
Illinois
$346K +$346K +47,679 New
BCM
98
Bayesian Capital Management
New York
$343K +$343K +47,200 New
Bank of New York Mellon
99
Bank of New York Mellon
New York
$342K -$184K -25,250 -35%
CAMG
100
CWA Asset Management Group
Florida
$339K -$6.26K -862 -2%
2 3
4
5 6