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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCA
51
SMH Capital Advisors
Texas
$609K +$6 +1 +0%
RJFSA
52
Raymond James Financial Services Advisors
Florida
$586K +$21.2K +3,510 +4%
CCA
53
Catalyst Capital Advisors
New York
$576K – – –
WHG
54
Westwood Holdings Group
Texas
$564K – – –
SPC
55
Sigma Planning Corp
Michigan
$562K +$42.4K +7,006 +8%
SWM
56
Sculati Wealth Management
Michigan
$521K -$184K -30,440 -26%
GSIAS
57
Garden State Investment Advisory Services
New Jersey
$517K +$27.9K +4,606 +6%
Invesco
58
Invesco
Georgia
$517K -$446K -73,775 -46%
TA
59
Tactive Advisors
Florida
$505K +$505K +83,484 New
CA
60
Cetera Advisors
Colorado
$501K +$181K +29,968 +57%
AWS
61
Atria Wealth Solutions
New York
$490K +$379K +62,722 +342%
PFS
62
Prospera Financial Services
Texas
$478K +$206 +34 +0%
SBIA
63
Sheaff Brock Investment Advisors
Indiana
$476K – – –
Bank of New York Mellon
64
Bank of New York Mellon
New York
$473K +$70.7K +11,679 +18%
TCM
65
Triumph Capital Management
Colorado
$472K +$14.9K +2,438 +3%
SGI
66
Summit Global Investments
Utah
$454K – – –
OPS
67
Orion Portfolio Solutions
Nebraska
$448K +$345K +56,951 +332%
BCI
68
Brinker Capital Investments
Pennsylvania
$448K +$345K +56,951 +332%
Bank of America
69
Bank of America
North Carolina
$440K -$669K -110,585 -60%
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$432K +$71.2K +11,389 +20%
Ameriprise
71
Ameriprise
Minnesota
$432K -$45.7K -7,550 -10%
Creative Planning
72
Creative Planning
Kansas
$426K +$84.1K +13,898 +25%
Two Sigma Investments
73
Two Sigma Investments
New York
$414K +$342K +56,464 +470%
Jane Street
74
Jane Street
New York
$384K -$77.4K -12,790 -17%
GC
75
Guggenheim Capital
Illinois
$374K +$14.9K +2,464 +4%
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