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Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
51
Bank of America
North Carolina
$765K +$150K +17,918 +24%
EGA
52
Eagle Global Advisors
Texas
$755K +$22.3K +2,670 +3%
Canada Life
53
Canada Life
Manitoba, Canada
$740K +$45.9K +5,487 +7%
APW
54
Aurora Private Wealth
New Jersey
$706K +$31K +3,708 +5%
VCWA
55
Vanguard Capital Wealth Advisors
Colorado
$675K +$37.1K +4,439 +6%
PFS
56
Prospera Financial Services
Texas
$646K +$41.8K +5,000 +7%
SGI
57
Summit Global Investments
Utah
$629K
VEA
58
Virtus ETF Advisers
New York
$612K +$103K +12,370 +20%
Qube Research & Technologies (QRT)
59
Qube Research & Technologies (QRT)
United Kingdom
$605K +$603K +72,105 New
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$601K +$8.75K +1,047 +1%
CF
61
Centaurus Financial
California
$597K -$919 -110 -0.2%
Ameriprise
62
Ameriprise
Minnesota
$593K +$45.8K +5,478 +8%
JP Morgan Chase
63
JP Morgan Chase
New York
$546K -$180K -21,503 -25%
AWA
64
Arkadios Wealth Advisors
Georgia
$536K
Bank of Montreal
65
Bank of Montreal
Ontario, Canada
$510K +$23.8K +2,851 +5%
TSS
66
Two Sigma Securities
New York
$493K +$491K +58,775 New
CSS
67
Cubist Systematic Strategies
Connecticut
$492K +$491K +58,683 New
HI
68
Harbour Investments
Wisconsin
$482K -$22.4K -2,679 -4%
Barclays
69
Barclays
United Kingdom
$481K +$348K +41,620 +266%
IAA
70
Independent Advisor Alliance
North Carolina
$479K -$62.6K -7,491 -12%
APA
71
American Portfolios Advisors
New York
$474K -$26.7K -3,191 -5%
AWM
72
AE Wealth Management
Kansas
$466K +$43.6K +5,212 +10%
Mirae Asset Global Investments
73
Mirae Asset Global Investments
South Korea
$457K +$44.5K +5,323 +11%
HF
74
HRT Financial
New York
$453K +$266K +31,874 +144%
William Blair & Company
75
William Blair & Company
Illinois
$440K -$418K -50,000 -49%

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.