PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
SBIA
51
Sheaff Brock Investment Advisors
Indiana
$492K -$49.2K -9,785 -9%
SPC
52
Sigma Planning Corp
Michigan
$470K -$87.4K -17,363 -16%
RCA
53
Rowland Carmichael Advisors
Arizona
$453K +$161K +32,000 +55%
Stifel Financial
54
Stifel Financial
Missouri
$439K -$13.6K -2,692 -3%
APW
55
Aurora Private Wealth
New Jersey
$420K -$1.72K -342 -0.4%
Group One Trading
56
Group One Trading
Illinois
$407K +$241K +48,027 +146%
Citigroup
57
Citigroup
New York
$395K -$163K -32,259 -29%
Bank of America
58
Bank of America
North Carolina
$377K -$73.9K -14,677 -16%
CF
59
Centaurus Financial
California
$376K +$8.66K +1,720 +2%
IAA
60
Independent Advisor Alliance
North Carolina
$370K +$13.3K +2,642 +4%
Ameriprise
61
Ameriprise
Minnesota
$362K -$34.3K -6,810 -9%
Simplex Trading
62
Simplex Trading
Illinois
$355K +$275K +54,784 +345%
AOWM
63
Alpha Omega Wealth Management
Virginia
$350K +$12.1K +2,407 +4%
AWM
64
AE Wealth Management
Kansas
$335K +$141K +28,076 +73%
ACS
65
Archford Capital Strategies
Illinois
$327K -$5.53K -1,100 -2%
KAS
66
Kestra Advisory Services
Texas
$324K +$324K +64,421 New
UCFA
67
United Capital Financial Advisors
Texas
$286K +$5.68K +1,127 +2%
VF
68
Virtu Financial
New York
$279K +$201K +39,960 +259%
SWP
69
Stratos Wealth Partners
Ohio
$270K -$262K -52,057 -49%
Creative Planning
70
Creative Planning
Kansas
$269K -$20.6K -4,104 -7%
SFS
71
Sowell Financial Services
Arkansas
$263K +$3.1K +616 +1%
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$262K – – –
BCP
73
Berkeley Capital Partners
Georgia
$253K – – –
RBFC
74
Roman Butler Fullerton & Co
Missouri
$239K +$6.5K +1,291 +3%
APA
75
American Portfolios Advisors
New York
$236K -$117K -23,243 -33%
1 2
3
4 5