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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
51
Sheaff Brock Investment Advisors
Indiana
$492K -$49.2K -9,785 -9%
SPC
52
Sigma Planning Corp
Michigan
$470K -$87.3K -17,363 -16%
RCA
53
Rowland Carmichael Advisors
Arizona
$453K +$161K +32,000 +55%
Stifel Financial
54
Stifel Financial
Missouri
$439K -$13.5K -2,692 -3%
APW
55
Aurora Private Wealth
New Jersey
$420K -$1.72K -342 -0.4%
Group One Trading
56
Group One Trading
Illinois
$407K +$242K +48,027 +146%
Citigroup
57
Citigroup
New York
$395K -$162K -32,259 -29%
Bank of America
58
Bank of America
North Carolina
$377K -$73.8K -14,677 -16%
CF
59
Centaurus Financial
California
$376K +$8.65K +1,720 +2%
IAA
60
Independent Advisor Alliance
North Carolina
$370K +$13.3K +2,642 +4%
Ameriprise
61
Ameriprise
Minnesota
$362K -$34.2K -6,810 -9%
Simplex Trading
62
Simplex Trading
Illinois
$355K +$275K +54,784 +345%
AOWM
63
Alpha Omega Wealth Management
Virginia
$350K +$12.1K +2,407 +4%
AWM
64
AE Wealth Management
Kansas
$335K +$141K +28,076 +73%
ACS
65
Archford Capital Strategies
Illinois
$327K -$5.53K -1,100 -2%
KAS
66
Kestra Advisory Services
Texas
$324K +$324K +64,421 New
UCFA
67
United Capital Financial Advisors
Texas
$286K +$5.67K +1,127 +2%
VF
68
Virtu Financial
New York
$279K +$201K +39,960 +259%
SWP
69
Stratos Wealth Partners
Ohio
$270K -$262K -52,057 -49%
Creative Planning
70
Creative Planning
Kansas
$269K -$20.6K -4,104 -7%
SFS
71
Sowell Financial Services
Arkansas
$263K +$3.1K +616 +1%
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$262K
BCP
73
Berkeley Capital Partners
Georgia
$253K
RBFC
74
Roman Butler Fullerton & Co
Missouri
$239K +$6.49K +1,291 +3%
APA
75
American Portfolios Advisors
New York
$236K -$117K -23,243 -33%

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.