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Prospect Capital
PSEC

Overview Fund Activity

190 hedge funds and large institutions have $207M invested in Prospect Capital in 2020 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 62 increasing their positions, 57 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
190
Holders Change
-15
Holders Change %
-7.32%
% of All Funds
3.91%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
27
Increased
62
Reduced
57
Closed
40
Calls
$4.04M
Puts
$7.8M
Net Calls
-$3.76M
Net Calls Change
-$710K

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$38.6M
2
UBS Group
2
UBS Group
Switzerland
$6.64M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$14.8M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$12.6M
5
SFI
5
Susquehanna Fundamental Investments
Pennsylvania
$1.81M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$236K
2
VEA
2
Virtus ETF Advisers
New York
$692K
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$10M
4
MC
4
Muzinich & Co
New York
$9.98M
5
Victory Capital Management
5
Victory Capital Management
Texas
$263K
Name Holding Trade Value Shares
Change 		Shares
Change %
SPC
51
Sigma Planning Corp
Michigan
$566K +$46.7K +9,144 +9%
Citigroup
52
Citigroup
New York
$566K +$201K +39,220 +55%
SBIA
53
Sheaff Brock Investment Advisors
Indiana
$550K -$59.7K -11,693 -10%
SWP
54
Stratos Wealth Partners
Ohio
$540K +$413K +80,848 +325%
PFS
55
Prospera Financial Services
Texas
$482K +$694 +136 +0.1%
VCWA
56
Vanguard Capital Wealth Advisors
Colorado
$482K +$482K +94,468 New
Stifel Financial
57
Stifel Financial
Missouri
$459K -$10.1K -1,970 -2%
Bank of America
58
Bank of America
North Carolina
$457K +$250K +49,024 +121%
WS
59
Wedbush Securities
California
$432K -$281 -55 -0.1%
APW
60
Aurora Private Wealth
New Jersey
$428K -$428K -83,777 -50%
Ameriprise
61
Ameriprise
Minnesota
$402K -$37.6K -7,361 -9%
CF
62
Centaurus Financial
California
$373K -$639 -125 -0.2%
APA
63
American Portfolios Advisors
New York
$359K +$334K +65,431 +1,357%
IAA
64
Independent Advisor Alliance
North Carolina
$354K +$96.2K +19,258 +37%
Koshinski Asset Management
65
Koshinski Asset Management
Illinois
$346K +$346K +67,663 New
CA
66
Cetera Advisors
Colorado
$343K -$27.1K -5,300 -7%
AOWM
67
Alpha Omega Wealth Management
Virginia
$343K +$2.44K +478 +0.7%
ACS
68
Archford Capital Strategies
Illinois
$338K – – –
AWM
69
Alterna Wealth Management
Texas
$331K +$331K +64,683 New
DIM
70
DC Investments Management
Virginia
$300K -$172K -33,754 -36%
RCA
71
Rowland Carmichael Advisors
Arizona
$296K – – –
Creative Planning
72
Creative Planning
Kansas
$295K -$21.8K -4,268 -7%
UCFA
73
United Capital Financial Advisors
Texas
$284K -$3.94K -773 -1%
SFS
74
Sowell Financial Services
Arkansas
$264K +$53K +10,388 +25%
Victory Capital Management
75
Victory Capital Management
Texas
$263K -$2.39M -467,684 -90%
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