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Prospect Capital
PSEC

Overview Fund Activity

205 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

Holders
205
Holders Change
-16
Holders Change %
-7.24%
% of All Funds
4.53%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M

Top Buyers

1
Sumitomo Mitsui Trust Group
1
Sumitomo Mitsui Trust Group
Japan
$10.4M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$5.42M
3
VanEck Associates
3
VanEck Associates
New York
$9.6M
4
Victory Capital Management
4
Victory Capital Management
Texas
$2.21M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$27.2M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$9.21M
2
Man Group
2
Man Group
United Kingdom
$0
3
UBS Group
3
UBS Group
Switzerland
$2.09M
4
IAA
4
Independent Advisor Alliance
North Carolina
$219K
5
SCM
5
Scopia Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
51
Aperio Group
California
$406K +$245K +57,603 +152%
PFS
52
Prospera Financial Services
Texas
$401K +$259K +60,937 +183%
DIM
53
DC Investments Management
Virginia
$393K +$44.9K +10,568 +13%
Jane Street
54
Jane Street
New York
$390K +$306K +72,056 +367%
Stifel Financial
55
Stifel Financial
Missouri
$385K -$38.5K -9,181 -9%
Ameriprise
56
Ameriprise
Minnesota
$366K -$35.5K -8,349 -9%
WS
57
Wedbush Securities
California
$359K +$98.3K +23,149 +38%
DADC
58
D.A. Davidson & Co
Montana
$343K +$197K +46,389 +136%
Goldman Sachs
59
Goldman Sachs
New York
$334K -$1.09K -256 -0.3%
EGM
60
Engineers Gate Manager
New York
$315K +$105K +24,792 +50%
CF
61
Centaurus Financial
California
$311K -$6.15K -1,445 -2%
CA
62
Cetera Advisors
Colorado
$308K +$36.2K +8,500 +13%
Citigroup
63
Citigroup
New York
$304K -$122K -28,581 -29%
SWM
64
Sculati Wealth Management
Michigan
$291K -$175K -41,236 -38%
AOWM
65
Alpha Omega Wealth Management
Virginia
$283K -$22.5K -5,292 -7%
ACS
66
Archford Capital Strategies
Illinois
$281K -$4.68K -1,100 -2%
Creative Planning
67
Creative Planning
Kansas
$263K +$5.22K +1,230 +2%
RCA
68
Rowland Carmichael Advisors
Arizona
$247K +$143K +33,500 +137%
UCFA
69
United Capital Financial Advisors
Texas
$240K +$240K +56,429 New
EGA
70
Eagle Global Advisors
Texas
$222K – – –
IAA
71
Independent Advisor Alliance
North Carolina
$219K -$6.97M -1,642,803 -97%
LI
72
Leap Investments
Illinois
$213K +$213K +50,000 New
Mirae Asset Global Investments
73
Mirae Asset Global Investments
South Korea
$204K -$57.6K -13,575 -22%
PAG
74
Private Advisor Group
New Jersey
$198K -$46.8K -11,055 -19%
TH
75
Timber Hill
Connecticut
$180K – – –
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3
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