We are live on ! Find out more
PSEC icon

Prospect Capital

206 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3.42% less ownership

Funds ownership: 14.8%11.38% (-3.4%)

7% less funds holding

Funds holding: 221206 (-15)

24% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 38

24% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 78

49% less capital invested

Capital invested by funds: $350M → $177M (-$173M)

55% less call options, than puts

Call options by funds: $2.54M | Put options by funds: $5.59M

Holders
206
Holders Change
-15
Holders Change %
-6.79%
% of All Funds
4.54%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
AG
51
Aperio Group
California
$406K +$340K +57,603 +152%
PFS
52
Prospera Financial Services
Texas
$401K +$360K +60,937 +183%
DIM
53
DC Investments Management
Virginia
$393K +$62.4K +10,568 +13%
Jane Street
54
Jane Street
New York
$390K +$426K +72,056 +367%
Stifel Financial
55
Stifel Financial
Missouri
$385K -$54.2K -9,181 -9%
Ameriprise
56
Ameriprise
Minnesota
$366K -$49.3K -8,349 -9%
WS
57
Wedbush Securities
California
$359K +$137K +23,149 +38%
DADC
58
D.A. Davidson & Co
Montana
$343K +$274K +46,389 +136%
Goldman Sachs
59
Goldman Sachs
New York
$334K -$1.51K -256 -0.3%
EGM
60
Engineers Gate Manager
New York
$315K +$146K +24,792 +50%
CF
61
Centaurus Financial
California
$311K -$8.53K -1,445 -2%
CA
62
Cetera Advisors
Colorado
$308K +$50.2K +8,500 +13%
Citigroup
63
Citigroup
New York
$304K -$169K -28,581 -29%
SWM
64
Sculati Wealth Management
Michigan
$291K -$244K -41,236 -38%
AOWM
65
Alpha Omega Wealth Management
Virginia
$283K -$31.3K -5,292 -7%
ACS
66
Archford Capital Strategies
Illinois
$281K -$6.5K -1,100 -2%
Creative Planning
67
Creative Planning
Kansas
$263K +$7.26K +1,230 +2%
RCA
68
Rowland Carmichael Advisors
Arizona
$247K +$198K +33,500 +137%
UCFA
69
United Capital Financial Advisors
Texas
$240K +$333K +56,429 New
EGA
70
Eagle Global Advisors
Texas
$222K
IAA
71
Independent Advisor Alliance
North Carolina
$219K -$9.7M -1,642,803 -97%
LI
72
Leap Investments
Illinois
$213K +$295K +50,000 New
Mirae Asset Global Investments
73
Mirae Asset Global Investments
South Korea
$204K -$80.2K -13,575 -22%
PAG
74
Private Advisor Group
New Jersey
$198K -$65.3K -11,055 -19%
TH
75
Timber Hill
Connecticut
$180K

PSEC Hedge Fund Activity: Q1 2020 in Review

206 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2020, worth a combined $177M — down 49% from $350M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of PSEC and 29 opened new positions — a net loss of 9 holders — while 78 trimmed existing stakes and 59 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $14.5M. The largest seller was Arrowstreet Capital, cutting an estimated $20.5M.

  • 206 institutional investors held Prospect Capital (PSEC) as of Q1 2020, down from 221 in Q4 2019.
  • Funds reported $177M of Prospect Capital stock for Q1 2020, down 49% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2020 and 38 closed out, a net change of -9 holders.
  • The largest Prospect Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $14.5M added.
  • The largest Prospect Capital seller in Q1 2020 was Arrowstreet Capital, an estimated $20.5M sold.

Based on aggregated 13F filings for Q1 2020.