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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
2
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
4
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
3
Muzinich & Co
New York
$19M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$8.82M
5
USAA
5
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SPC
51
Sigma Planning Corp
Michigan
$772K -$43.5K -6,610 -5%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$768K +$93.7K +14,214 +14%
AAM
53
Advisors Asset Management
Colorado
$762K -$6.91K -1,049 -0.9%
Stifel Financial
54
Stifel Financial
Missouri
$732K -$39.7K -5,974 -5%
SBIA
55
Sheaff Brock Investment Advisors
Indiana
$719K +$771 +117 +0.1%
GAMC
56
Garner Asset Management Corp
Texas
$707K -$73.8K -11,200 -9%
KBC Group
57
KBC Group
Belgium
$700K -$1.74M -264,661 -71%
Ameriprise
58
Ameriprise
Minnesota
$689K -$32.6K -4,953 -5%
Wells Fargo
59
Wells Fargo
California
$680K -$49.7K -7,538 -7%
PAG
60
Private Advisor Group
New Jersey
$636K +$241K +37,284 +61%
Citigroup
61
Citigroup
New York
$622K -$152K -22,986 -20%
CC
62
Cipher Capital
New York
$602K +$440K +66,748 +272%
SG Americas Securities
63
SG Americas Securities
New York
$563K +$211K +32,000 +60%
ASN
64
Advisory Services Network
Georgia
$559K – – –
GH
65
GAM Holding
Switzerland
$544K +$544K +82,546 New
DIM
66
DC Investments Management
Virginia
$528K -$17.9K -2,721 -3%
PP
67
Paloma Partners
Connecticut
$527K +$527K +80,029 New
CF
68
Centaurus Financial
California
$504K -$28.2K -4,287 -5%
AOWM
69
Alpha Omega Wealth Management
Virginia
$491K +$6.34K +976 +1%
EGA
70
Eagle Global Advisors
Texas
$482K +$56K +8,500 +13%
ACS
71
Archford Capital Strategies
Illinois
$457K -$1.98K -300 -0.4%
Bank of America
72
Bank of America
North Carolina
$456K +$76.8K +11,647 +20%
Mirae Asset Global Investments
73
Mirae Asset Global Investments
South Korea
$445K +$121K +18,312 +37%
CA
74
Cetera Advisors
Colorado
$440K – – –
TI
75
Trexquant Investment
Connecticut
$430K +$430K +65,220 New
1 2
3
4 5