PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.02%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
$11.2M
2
AP
AHL Partners
United Kingdom
$10.3M
3
QOP
Quinn Opportunity Partners
Virginia
$4.51M
4
Allianz Asset Management
Allianz Asset Management
Germany
$6.55M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.04M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$16.4M
2
MC
Muzinich & Co
New York
$51.3M
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$2.7M
4
UBS Group
UBS Group
Switzerland
$8.9M
5
Morgan Stanley
Morgan Stanley
New York
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
DnB Asset Management
51
DnB Asset Management
Norway
$1.18M – – –
Macquarie Group
52
Macquarie Group
Australia
$1.12M -$15.5K -2,300 -1%
SBIA
53
Sheaff Brock Investment Advisors
Indiana
$1.06M -$158K -23,493 -13%
TRCT
54
Tower Research Capital (TRC)
New York
$1.03M +$1M +149,054 +4,279%
MSTVIM
55
Messner & Smith Theme Value Investment Management
California
$1.02M -$104K -15,459 -9%
SCA
56
SMH Capital Advisors
Texas
$993K +$993K +147,385 New
Wells Fargo
57
Wells Fargo
California
$972K -$89.7K -13,322 -8%
Group One Trading
58
Group One Trading
Illinois
$893K -$3.06M -453,908 -77%
CIBC World Market
59
CIBC World Market
Ontario, Canada
$876K -$20.1K -2,986 -2%
TFCM
60
Taylor Frigon Capital Management
Arizona
$876K +$876K +129,905 New
Stifel Financial
61
Stifel Financial
Missouri
$865K -$105K -15,709 -11%
CCA
62
Catalyst Capital Advisors
New York
$855K – – –
MML Investors Services
63
MML Investors Services
Massachusetts
$803K -$78K -11,582 -9%
Creative Planning
64
Creative Planning
Kansas
$799K -$151K -22,425 -16%
VCWA
65
Vanguard Capital Wealth Advisors
Colorado
$796K +$796K +118,039 New
PI
66
PineBridge Investments
New York
$795K -$14.9K -2,216 -2%
SPC
67
Sigma Planning Corp
Michigan
$782K -$45.3K -6,720 -5%
GAMC
68
Garner Asset Management Corp
Texas
$753K +$18.9K +2,800 +3%
TNBTD
69
Trustmark National Bank Trust Department
Mississippi
$727K -$728K -108,025 -50%
WS
70
Wedbush Securities
California
$716K +$223K +33,083 +45%
AIMCA
71
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$648K – – –
Bank of America
72
Bank of America
North Carolina
$631K +$170K +25,196 +37%
Goldman Sachs
73
Goldman Sachs
New York
$623K -$1.67M -248,215 -73%
RJA
74
Raymond James & Associates
Florida
$611K -$359K -53,210 -37%
SCA
75
Sage Capital Advisors
South Dakota
$587K -$20.7K -3,065 -3%
1 2
3
4 5