We are live on ! Find out more
PSEC icon

Prospect Capital

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

34% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 35

5% more funds holding

Funds holding: 210221 (+11)

1.4% less ownership

Funds ownership: 15.71%14.31% (-1.4%)

9% less capital invested

Capital invested by funds: $380M → $347M (-$32.8M)

38% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 86

58% less call options, than puts

Call options by funds: $22.1M | Put options by funds: $52.5M

Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M
Name Holding Trade Value Shares
Change
Change in
Stake
DnB Asset Management
51
DnB Asset Management
Norway
$1.18M
Macquarie Group
52
Macquarie Group
Australia
$1.12M -$15K -2,300 -1%
SBIA
53
Sheaff Brock Investment Advisors
Indiana
$1.06M -$153K -23,493 -13%
TRCT
54
Tower Research Capital (TRC)
New York
$1.03M +$972K +149,054 +4,279%
MSTVIM
55
Messner & Smith Theme Value Investment Management
California
$1.02M -$101K -15,459 -9%
SCA
56
SMH Capital Advisors
Texas
$993K +$961K +147,385 New
Wells Fargo
57
Wells Fargo
California
$972K -$86.9K -13,322 -8%
Group One Trading
58
Group One Trading
Illinois
$893K -$2.96M -453,908 -77%
CIBC World Market
59
CIBC World Market
Ontario, Canada
$876K -$19.5K -2,986 -2%
TFCM
60
Taylor Frigon Capital Management
Arizona
$876K +$847K +129,905 New
Stifel Financial
61
Stifel Financial
Missouri
$865K -$102K -15,709 -11%
CCA
62
Catalyst Capital Advisors
New York
$855K
MML Investors Services
63
MML Investors Services
Massachusetts
$803K -$75.5K -11,582 -9%
Creative Planning
64
Creative Planning
Kansas
$799K -$146K -22,425 -16%
VCWA
65
Vanguard Capital Wealth Advisors
Colorado
$796K +$770K +118,039 New
PI
66
PineBridge Investments
New York
$795K -$14.4K -2,216 -2%
SPC
67
Sigma Planning Corp
Michigan
$782K -$43.8K -6,720 -5%
GAMC
68
Garner Asset Management Corp
Texas
$753K +$18.3K +2,800 +3%
TNBTD
69
Trustmark National Bank Trust Department
Mississippi
$727K -$704K -108,025 -50%
WS
70
Wedbush Securities
California
$716K +$216K +33,083 +45%
AIMCA
71
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$648K
Bank of America
72
Bank of America
North Carolina
$631K +$164K +25,196 +37%
Goldman Sachs
73
Goldman Sachs
New York
$623K -$1.62M -248,215 -73%
RJA
74
Raymond James & Associates
Florida
$611K -$347K -53,210 -37%
SCA
75
Sage Capital Advisors
South Dakota
$587K -$20K -3,065 -3%

PSEC Hedge Fund Activity: Q4 2017 in Review

221 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2017, worth a combined $347M — down 8.6% from $380M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PSEC positions and 35 closed out — a net gain of 12 holders — while 53 added to existing stakes and 86 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $10.5M. The largest seller was Bank of Montreal, cutting an estimated $24.1M.

  • 221 institutional investors held Prospect Capital (PSEC) as of Q4 2017, up from 210 in Q3 2017.
  • Funds reported $347M of Prospect Capital stock for Q4 2017, down 8.6% quarter-over-quarter.
  • 47 funds opened new Prospect Capital positions in Q4 2017 and 35 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2017 was Two Sigma Investments, an estimated $10.5M added.
  • The largest Prospect Capital seller in Q4 2017 was Bank of Montreal, an estimated $24.1M sold.

Based on aggregated 13F filings for Q4 2017.