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Prospect Capital

239 hedge funds and large institutions have $194M invested in Prospect Capital in 2024 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 84 increasing their positions, 63 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 31

33% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 63

6% more funds holding

Funds holding: 226239 (+13)

1.39% more ownership

Funds ownership: 8.9%10.29% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $201M → $194M (-$7.66M)

78% less call options, than puts

Call options by funds: $6.34M | Put options by funds: $28.5M

Holders
239
Holders Change
+13
Holders Change %
+5.75%
% of All Funds
3.15%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
48
Increased
84
Reduced
63
Closed
31
Calls
$6.34M
Puts
$28.5M
Net Calls
-$22.2M
Net Calls Change
-$6.91M
Name Holding Trade Value Shares
Change
Change in
Stake
PVM
26
Palogic Value Management
Texas
$1.51M +$568K +118,400 +51%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.48M -$168K -35,104 -9%
DADC
28
D.A. Davidson & Co
Montana
$1.48M +$210K +43,753 +15%
TI
29
Trexquant Investment
Connecticut
$1.43M +$1.59M +331,608 New
Two Sigma Advisers
30
Two Sigma Advisers
New York
$1.35M +$1.38M +288,500 +1,149%
VEA
31
Virtus ETF Advisers
New York
$1.2M +$370K +77,239 +38%
Goldman Sachs
32
Goldman Sachs
New York
$1.17M +$887K +185,025 +213%
Millennium Management
33
Millennium Management
New York
$1.17M +$1.3M +270,533 New
TWM
34
TCFG Wealth Management
California
$1.16M +$21.1K +4,396 +2%
BNP Paribas Financial Markets
35
BNP Paribas Financial Markets
France
$1.12M +$591K +123,200 +90%
Group One Trading
36
Group One Trading
Illinois
$1.12M +$584K +121,804 +89%
CL
37
Choreo LLC
Illinois
$1.09M +$1.21M +252,737 New
Canada Life
38
Canada Life
Manitoba, Canada
$1.07M -$90.3K -18,834 -7%
BHCM
39
Brevan Howard Capital Management
Jersey
$1.07M +$1.09M +228,028 +1,162%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$966K -$291K -60,716 -21%
Osaic Holdings
41
Osaic Holdings
Arizona
$962K -$288K -59,983 -21%
KPWS
42
Kestra Private Wealth Services
Texas
$902K +$9.31K +1,941 +0.9%
VF
43
Virtu Financial
New York
$884K +$202K +42,197 +26%
Truist Financial
44
Truist Financial
North Carolina
$820K +$3.6K +750 +0.4%
GAMC
45
Garner Asset Management Corp
Texas
$817K -$42.9K -8,946 -8%
ECM
46
ExodusPoint Capital Management
New York
$792K +$882K +183,854 New
AAM
47
Advisors Asset Management
Colorado
$786K -$582K -121,376 -40%
Stifel Financial
48
Stifel Financial
Missouri
$755K +$19.3K +4,022 +2%
IAIM
49
International Assets Investment Management
Florida
$755K -$3.64M -759,169 -81%
XT
50
XTX Topco
Cayman Islands
$743K +$747K +155,820 +944%

PSEC Hedge Fund Activity: Q4 2024 in Review

239 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2024, worth a combined $194M — down 3.8% from $201M a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new PSEC positions and 31 closed out — a net gain of 17 holders — while 84 added to existing stakes and 63 trimmed.

The largest buyer was Balyasny Asset Management, adding an estimated $11.7M. The largest seller was Invesco, exiting entirely with an estimated $14.6M sold.

  • 239 institutional investors held Prospect Capital (PSEC) as of Q4 2024, up from 226 in Q3 2024.
  • Funds reported $194M of Prospect Capital stock for Q4 2024, down 3.8% quarter-over-quarter.
  • 48 funds opened new Prospect Capital positions in Q4 2024 and 31 closed out, a net change of +17 holders.
  • The largest Prospect Capital buyer in Q4 2024 was Balyasny Asset Management, an estimated $11.7M added.
  • The largest Prospect Capital seller in Q4 2024 was Invesco, an estimated $14.6M sold.

Based on aggregated 13F filings for Q4 2024.