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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
26
TCFG Wealth Management
California
$1.42M +$1.41M +265,184 New
Wells Fargo
27
Wells Fargo
California
$1.27M -$206K -38,807 -14%
PVM
28
Palogic Value Management
Texas
$1.25M +$50.1K +9,434 +4%
AWA
29
Arete Wealth Advisors
Illinois
$1.2M +$1.19M +224,886 New
KPWS
30
Kestra Private Wealth Services
Texas
$1.11M -$187K -35,322 -15%
VEA
31
Virtus ETF Advisers
New York
$1.08M -$22.6K -4,258 -2%
Truist Financial
32
Truist Financial
North Carolina
$1.01M -$14.1K -2,650 -1%
IFG
33
Independent Financial Group
California
$1M +$554K +104,367 +125%
US Bancorp
34
US Bancorp
Minnesota
$963K -$425K -80,100 -31%
Stifel Financial
35
Stifel Financial
Missouri
$916K +$180K +33,843 +25%
Creative Planning
36
Creative Planning
Kansas
$903K -$37.9K -7,150 -4%
GAMC
37
Garner Asset Management Corp
Texas
$877K -$116K -21,892 -17%
VF
38
Virtu Financial
New York
$871K +$550K +103,679 +175%
SCA
39
SMH Capital Advisors
Texas
$779K +$235K +44,301 +44%
KA
40
Kovack Advisors
Florida
$762K -$5.58K -1,051 -0.7%
Group One Trading
41
Group One Trading
Illinois
$733K +$727K +137,049 New
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$729K +$360K +67,920 +99%
AIMCA
43
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$668K
PP
44
Paloma Partners
Connecticut
$578K +$573K +108,056 New
Squarepoint
45
Squarepoint
New York
$551K +$434K +81,843 +387%
CCA
46
Catalyst Capital Advisors
New York
$509K
WHG
47
Westwood Holdings Group
Texas
$499K
Mariner
48
Mariner
Kansas
$482K +$147K +27,782 +45%
Jane Street
49
Jane Street
New York
$482K -$103K -19,329 -18%
GSIAS
50
Garden State Investment Advisory Services
New Jersey
$475K -$923 -174 -0.2%

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.