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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
KPWS
26
Kestra Private Wealth Services
Texas
$1.34M +$5.68K +1,035 +0.4%
PVM
27
Palogic Value Management
Texas
$1.24M +$25.2K +4,585 +2%
VEA
28
Virtus ETF Advisers
New York
$1.14M +$355K +64,642 +46%
Truist Financial
29
Truist Financial
North Carolina
$1.06M -$46.4K -8,453 -4%
Creative Planning
30
Creative Planning
Kansas
$973K +$768K +139,842 +387%
IAIM
31
International Assets Investment Management
Florida
$969K -$1.91K -348 -0.2%
GAMC
32
Garner Asset Management Corp
Texas
$931K -$187 -34 -0%
BFM
33
Boothbay Fund Management
New York
$892K -$295K -53,750 -25%
AWS
34
Atria Wealth Solutions
New York
$847K -$124K -22,611 -13%
KA
35
Kovack Advisors
Florida
$793K +$26.7K +4,865 +4%
Stifel Financial
36
Stifel Financial
Missouri
$760K +$80.2K +14,597 +12%
Northern Trust
37
Northern Trust
Illinois
$750K -$117K -21,213 -14%
AIMCA
38
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$691K
CANY
39
Caxton Associates (New York)
New York
$686K
HighTower Advisors
40
HighTower Advisors
Illinois
$660K +$11.5K +2,099 +2%
Jane Street
41
Jane Street
New York
$605K +$32.8K +5,971 +6%
SCA
42
SMH Capital Advisors
Texas
$560K -$99 -18 -0%
KAS
43
Kestra Advisory Services
Texas
$553K +$169K +30,696 +44%
YIH
44
Y-Intercept (HK)
Hong Kong
$530K +$526K +95,843 New
CCA
45
Catalyst Capital Advisors
New York
$526K
WHG
46
Westwood Holdings Group
Texas
$516K
HF
47
HRT Financial
New York
$509K +$211K +38,470 +72%
JP Morgan Chase
48
JP Morgan Chase
New York
$502K -$1.2M -218,104 -71%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$502K -$62.1K -11,316 -11%
GSIAS
50
Garden State Investment Advisory Services
New Jersey
$492K -$1K -182 -0.2%

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.