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Prospect Capital
PSEC

Overview Fund Activity

229 hedge funds and large institutions have $238M invested in Prospect Capital in 2024 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 83 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
229
Holders Change
-12
Holders Change %
-4.98%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
83
Reduced
78
Closed
38
Calls
$14.7M
Puts
$12.3M
Net Calls
+$2.43M
Net Calls Change
+$45.5M

Top Buyers

1
GAA
1
Global Assets Advisory
Florida
$8.14M
2
VanEck Associates
2
VanEck Associates
New York
$38M
3
XF
3
XML Financial
Maryland
$9.46M
4
Invesco
4
Invesco
Georgia
$11.7M
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.71M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.8M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$400K
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.88M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$1.59M
5
Millennium Management
5
Millennium Management
New York
$628K
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$1.54M -$13.5K -2,445 -0.9%
Wells Fargo
27
Wells Fargo
California
$1.47M +$467K +84,531 +47%
KPWS
28
Kestra Private Wealth Services
Texas
$1.33M +$51.7K +9,374 +4%
PVM
29
Palogic Value Management
Texas
$1.21M +$301K +54,541 +33%
BFM
30
Boothbay Fund Management
New York
$1.19M +$221K +40,000 +23%
EAM
31
Eschler Asset Management
United Kingdom
$1.18M +$220K +40,000 +23%
Truist Financial
32
Truist Financial
North Carolina
$1.11M +$41.8K +7,581 +4%
CAN
33
Cetera Advisor Networks
California
$981K +$9.94K +1,800 +1%
KBC Group
34
KBC Group
Belgium
$980K +$20.4K +3,686 +2%
AWS
35
Atria Wealth Solutions
New York
$971K +$264K +47,793 +37%
IAIM
36
International Assets Investment Management
Florida
$964K -$417K -76,037 -30%
GAMC
37
Garner Asset Management Corp
Texas
$871K -$163K -24,082 -16%
Northern Trust
38
Northern Trust
Illinois
$866K -$1.2K -217 -0.1%
VEA
39
Virtus ETF Advisers
New York
$782K +$207K +37,410 +36%
KA
40
Kovack Advisors
Florida
$765K -$35.1K -6,358 -4%
AIMCA
41
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$689K – – –
CANY
42
Caxton Associates (New York)
New York
$685K -$616K -111,627 -47%
Stifel Financial
43
Stifel Financial
Missouri
$678K +$46.2K +8,362 +7%
QC
44
Quadrature Capital
United Kingdom
$655K -$164K -29,727 -20%
HighTower Advisors
45
HighTower Advisors
Illinois
$647K -$52.3K -9,448 -7%
Millennium Management
46
Millennium Management
New York
$628K -$1.89M -342,656 -75%
Jane Street
47
Jane Street
New York
$571K -$186K -33,651 -25%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$563K -$8.59K -1,557 -2%
SCA
49
SMH Capital Advisors
Texas
$559K +$6 +1 +0%
CCA
50
Catalyst Capital Advisors
New York
$525K +$525K +95,140 New
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