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Prospect Capital
PSEC

216 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more call options, than puts

Call options by funds: $8.67M | Put options by funds: $3.25M

44% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.41% less ownership

Funds ownership: 7.77% → 7.36% (-0.41%)

5% less funds holding

Funds holding: 228 → 216 (-12)

9% less capital invested

Capital invested by funds: $254M → $231M (-$23.8M)

22% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 37

Holders
216
Holders Change
-12
Holders Change %
-5.26%
% of All Funds
3.41%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
79
Reduced
55
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$6.18M
2
Northern Trust
Northern Trust
Illinois
+$1.26M
3
AAM
Advisors Asset Management
Colorado
+$782K
4
MFG
Merit Financial Group
Georgia
+$718K
5
CSS
Cubist Systematic Strategies
Connecticut
+$636K

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$6.18M
2
Allianz Asset Management
Allianz Asset Management
Germany
-$3.89M
3
Citadel Advisors
Citadel Advisors
Florida
-$3.43M
4
HF
HRT Financial
New York
-$3.01M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$2.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
GAMC
26
Garner Asset Management Corp
Texas
$1.53M -$6.66K -800 -0.4%
NAM
27
Nissay Asset Management
Japan
$1.49M – – –
Truist Financial
28
Truist Financial
North Carolina
$1.44M +$111K +13,323 +8%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$1.37M -$2.45M -294,416 -64%
DC
30
Davenport & Co
Virginia
$1.35M +$207K +24,885 +18%
Mackenzie Financial
31
Mackenzie Financial
Ontario, Canada
$1.31M -$18.5K -2,217 -1%
AWA
32
Arkadios Wealth Advisors
Georgia
$1.16M +$594K +71,359 +103%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$1.14M -$234K -28,059 -17%
Invesco
34
Invesco
Georgia
$1.1M -$243K -29,147 -18%
HighTower Advisors
35
HighTower Advisors
Illinois
$1.07M +$18.2K +2,186 +2%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$1.05M +$140K +16,869 +15%
AIMCA
37
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.03M – – –
Allianz Asset Management
38
Allianz Asset Management
Germany
$988K -$3.89M -467,478 -80%
SCA
39
SMH Capital Advisors
Texas
$953K +$8 +1 +0%
Wells Fargo
40
Wells Fargo
California
$942K +$124K +14,892 +15%
CCA
41
Catalyst Capital Advisors
New York
$909K – – –
AWM
42
AE Wealth Management
Kansas
$903K +$89.5K +10,752 +11%
ASN
43
Advisory Services Network
Georgia
$896K -$20.5K -2,459 -2%
SPC
44
Sigma Planning Corp
Michigan
$894K +$25K +2,998 +3%
CSS
45
Cubist Systematic Strategies
Connecticut
$880K +$636K +76,346 +255%
Canada Life
46
Canada Life
Manitoba, Canada
$857K -$109K -13,050 -12%
RJFSA
47
Raymond James Financial Services Advisors
Florida
$819K +$40.1K +4,819 +5%
JP Morgan Chase
48
JP Morgan Chase
New York
$782K +$457K +54,907 +139%
WHG
49
Westwood Holdings Group
Texas
$779K +$11.4K +1,364 +1%
GA
50
GraniteShares Advisors
New York
$753K +$67.2K +8,071 +10%
1
2
3 4 5

PSEC Hedge Fund Activity: Q1 2022 in Review

216 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2022, worth a combined $231M — down 9.3% from $254M a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of PSEC and 29 opened new positions — a net loss of 8 holders — while 55 trimmed existing stakes and 79 added.

The largest buyer was VanEck Associates, adding an estimated $6.18M. The largest seller was BlackRock, cutting an estimated $6.18M.

  • 216 institutional investors held Prospect Capital (PSEC) as of Q1 2022, down from 228 in Q4 2021.
  • Funds reported $231M of Prospect Capital stock for Q1 2022, down 9.3% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2022 and 37 closed out, a net change of -8 holders.
  • The largest Prospect Capital buyer in Q1 2022 was VanEck Associates, an estimated $6.18M added.
  • The largest Prospect Capital seller in Q1 2022 was BlackRock, an estimated $6.18M sold.

Based on aggregated 13F filings for Q1 2022.