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Prospect Capital
PSEC

Overview Fund Activity

215 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
215
Holders Change
-12
Holders Change %
-5.29%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
79
Reduced
54
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$32.6M
2
Northern Trust
2
Northern Trust
Illinois
$2.49M
3
AAM
3
Advisors Asset Management
Colorado
$5.9M
4
MFG
4
Merit Financial Group
Georgia
$714K
5
CSS
5
Cubist Systematic Strategies
Connecticut
$880K

Top Sellers

1
BlackRock
1
BlackRock
New York
$15.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$988K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
HF
4
HRT Financial
New York
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.37M
Name Holding Trade Value Shares
Change 		Shares
Change %
GAMC
26
Garner Asset Management Corp
Texas
$1.53M -$6.63K -800 -0.4%
NAM
27
Nissay Asset Management
Japan
$1.49M – – –
Truist Financial
28
Truist Financial
North Carolina
$1.44M +$110K +13,323 +8%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$1.37M -$2.44M -294,416 -64%
DC
30
Davenport & Co
Virginia
$1.35M +$206K +24,885 +18%
Mackenzie Financial
31
Mackenzie Financial
Ontario, Canada
$1.31M -$18.4K -2,217 -1%
AWA
32
Arkadios Wealth Advisors
Georgia
$1.16M +$591K +71,359 +103%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$1.14M -$232K -28,059 -17%
Invesco
34
Invesco
Georgia
$1.1M -$241K -29,147 -18%
HighTower Advisors
35
HighTower Advisors
Illinois
$1.07M +$18.1K +2,186 +2%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$1.05M +$140K +16,869 +15%
AIMCA
37
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.03M – – –
Allianz Asset Management
38
Allianz Asset Management
Germany
$988K -$3.87M -467,478 -80%
SCA
39
SMH Capital Advisors
Texas
$953K +$8 +1 +0%
Wells Fargo
40
Wells Fargo
California
$942K +$123K +14,892 +15%
CCA
41
Catalyst Capital Advisors
New York
$909K – – –
AWM
42
AE Wealth Management
Kansas
$903K +$89.1K +10,752 +11%
ASN
43
Advisory Services Network
Georgia
$896K -$20.4K -2,459 -2%
SPC
44
Sigma Planning Corp
Michigan
$894K +$24.8K +2,998 +3%
CSS
45
Cubist Systematic Strategies
Connecticut
$880K +$632K +76,346 +255%
Canada Life
46
Canada Life
Manitoba, Canada
$857K -$115K -13,050 -12%
RJFSA
47
Raymond James Financial Services Advisors
Florida
$819K +$39.9K +4,819 +5%
JPMorgan Chase & Co
48
JPMorgan Chase & Co
New York
$782K +$454K +54,907 +139%
WHG
49
Westwood Holdings Group
Texas
$779K +$11.3K +1,364 +1%
GA
50
GraniteShares Advisors
New York
$753K +$66.8K +8,071 +10%
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