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Prospect Capital
PSEC

Overview Fund Activity

201 hedge funds and large institutions have $316M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 66 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
201
Holders Change
+10
Holders Change %
+5.24%
% of All Funds
3.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
37
Increased
66
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$30.7M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$6.77M
3
VF
3
Virtu Financial
New York
$2.03M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$1.64M
5
BlackRock
5
BlackRock
New York
$15.1M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$5.98M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$49.9M
3
California Public Employees Retirement System
3
California Public Employees Retirement System
California
$0
4
IAIM
4
International Assets Investment Management
Florida
$1.69M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$20.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Group One Trading
26
Group One Trading
Illinois
$1.98M -$274K -32,640 -12%
XF
27
XML Financial
Maryland
$1.81M +$25.6K +3,047 +1%
DnB Asset Management
28
DnB Asset Management
Norway
$1.76M +$426K +50,790 +32%
DADC
29
D.A. Davidson & Co
Montana
$1.76M +$319K +37,993 +22%
RJA
30
Raymond James & Associates
Florida
$1.75M -$512K -60,989 -23%
KPWS
31
Kestra Private Wealth Services
Texas
$1.74M +$40.3K +4,800 +2%
IAIM
32
International Assets Investment Management
Florida
$1.69M -$1.85M -256,748 -52%
Marshall Wace
33
Marshall Wace
United Kingdom
$1.64M +$1.64M +194,931 New
GAMC
34
Garner Asset Management Corp
Texas
$1.55M +$5.03K +600 +0.3%
PTC
35
Philadelphia Trust Company
Pennsylvania
$1.52M +$12.6K +1,500 +0.8%
NAM
36
Nissay Asset Management
Japan
$1.51M – – –
AIMCA
37
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.49M – – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.36M -$352K -41,909 -21%
Macquarie Group
39
Macquarie Group
Australia
$1.35M – – –
Truist Financial
40
Truist Financial
North Carolina
$1.32M +$3.62K +431 +0.3%
Northern Trust
41
Northern Trust
Illinois
$1.19M +$435K +51,918 +58%
Mackenzie Financial
42
Mackenzie Financial
Ontario, Canada
$1.16M +$621K +74,000 +116%
SCA
43
SMH Capital Advisors
Texas
$1.11M -$269K -32,066 -20%
ASN
44
Advisory Services Network
Georgia
$1.1M -$41.8K -4,983 -4%
CCA
45
Catalyst Capital Advisors
New York
$1.07M – – –
SPC
46
Sigma Planning Corp
Michigan
$935K +$68.2K +8,132 +8%
Wells Fargo
47
Wells Fargo
California
$934K -$351K -41,879 -27%
GC
48
Guggenheim Capital
Illinois
$933K -$246K -29,317 -21%
RJFSA
49
Raymond James Financial Services Advisors
Florida
$896K -$12.3K -1,461 -1%
DC
50
Davenport & Co
Virginia
$851K +$33.6K +4,000 +4%
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