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Prospect Capital
PSEC

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192 → 202 (+10)

0.7% more ownership

Funds ownership: 9.04% → 9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$27M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$6.74M
3
VF
Virtu Financial
New York
+$2.02M
4
Marshall Wace
Marshall Wace
United Kingdom
+$1.63M
5
BlackRock
BlackRock
New York
+$1.41M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.34M
2
LSV Asset Management
LSV Asset Management
Illinois
-$3.82M
3
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.74M
4
IAIM
International Assets Investment Management
Florida
-$2.15M
5
Legal & General Group
Legal & General Group
United Kingdom
-$1.74M
Name Holding Trade Value Shares
Change 		Change in
Stake
Group One Trading
26
Group One Trading
Illinois
$1.98M -$273K -32,640 -12%
XF
27
XML Financial
Maryland
$1.81M +$25.5K +3,047 +1%
DnB Asset Management
28
DnB Asset Management
Norway
$1.76M +$425K +50,790 +32%
DADC
29
D.A. Davidson & Co
Montana
$1.76M +$318K +37,993 +22%
RJA
30
Raymond James & Associates
Florida
$1.75M -$510K -60,989 -23%
KPWS
31
Kestra Private Wealth Services
Texas
$1.74M +$40.1K +4,800 +2%
IAIM
32
International Assets Investment Management
Florida
$1.69M -$2.15M -256,748 -52%
Marshall Wace
33
Marshall Wace
United Kingdom
$1.64M +$1.63M +194,931 New
GAMC
34
Garner Asset Management Corp
Texas
$1.54M +$5.01K +600 +0.3%
PTC
35
Philadelphia Trust Company
Pennsylvania
$1.52M +$12.5K +1,500 +0.8%
NAM
36
Nissay Asset Management
Japan
$1.51M – – –
AIMCA
37
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.49M – – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.36M -$350K -41,909 -21%
Macquarie Group
39
Macquarie Group
Australia
$1.35M – – –
Truist Financial
40
Truist Financial
North Carolina
$1.32M +$3.6K +431 +0.3%
Northern Trust
41
Northern Trust
Illinois
$1.19M +$434K +51,918 +58%
Mackenzie Financial
42
Mackenzie Financial
Ontario, Canada
$1.16M +$619K +74,000 +116%
SCA
43
SMH Capital Advisors
Texas
$1.11M -$268K -32,066 -20%
ASN
44
Advisory Services Network
Georgia
$1.1M -$41.7K -4,983 -4%
CCA
45
Catalyst Capital Advisors
New York
$1.06M – – –
SPC
46
Sigma Planning Corp
Michigan
$935K +$68K +8,132 +8%
Wells Fargo
47
Wells Fargo
California
$934K -$350K -41,879 -27%
GC
48
Guggenheim Capital
Illinois
$933K -$245K -29,317 -21%
RJFSA
49
Raymond James Financial Services Advisors
Florida
$896K -$12.2K -1,461 -1%
DC
50
Davenport & Co
Virginia
$851K +$33.4K +4,000 +4%
1
2
3 4 5

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.