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Prospect Capital
PSEC

Overview Fund Activity

199 hedge funds and large institutions have $211M invested in Prospect Capital in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 55 increasing their positions, 68 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
199
Holders Change
+11
Holders Change %
+5.85%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
31
Increased
55
Reduced
68
Closed
17
Calls
$1.89M
Puts
$5.05M
Net Calls
-$3.16M
Net Calls Change
-$958K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.69M
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.96M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$9.11M
4
VanEck Associates
4
VanEck Associates
New York
$13.1M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.3M

Top Sellers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$38.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.79M
3
MC
3
Muzinich & Co
New York
$7.79M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$1.73M
5
UBS Group
5
UBS Group
Switzerland
$4.13M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$1.26M -$29.3K -5,422 -2%
IAIM
27
International Assets Investment Management
Florida
$1.17M +$10.6K +2,224 +0.9%
XF
28
XML Financial
Maryland
$1.13M +$34.5K +6,377 +3%
KPWS
29
Kestra Private Wealth Services
Texas
$1.09M -$4.76K -871 -0.4%
AAM
30
Advisors Asset Management
Colorado
$1.09M +$169K +31,202 +18%
GAMC
31
Garner Asset Management Corp
Texas
$1.04M -$947 -175 -0.1%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$1.04M -$104K -19,159 -9%
RJA
33
Raymond James & Associates
Florida
$995K +$191K +35,383 +24%
NAM
34
Nissay Asset Management
Japan
$975K – – –
PTC
35
Philadelphia Trust Company
Pennsylvania
$974K +$108K +19,950 +12%
AIMCA
36
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$961K – – –
Millennium Management
37
Millennium Management
New York
$904K +$904K +167,117 New
Macquarie Group
38
Macquarie Group
Australia
$870K – – –
DnB Asset Management
39
DnB Asset Management
Norway
$863K – – –
SCA
40
SMH Capital Advisors
Texas
$859K -$3.35K -618 -0.4%
Truist Financial
41
Truist Financial
North Carolina
$848K -$12.3K -2,271 -1%
DADC
42
D.A. Davidson & Co
Montana
$832K +$56.1K +10,356 +7%
GC
43
Guggenheim Capital
Illinois
$804K -$144K -26,674 -15%
Northern Trust
44
Northern Trust
Illinois
$715K -$172K -31,857 -19%
ASN
45
Advisory Services Network
Georgia
$710K -$5.28K -975 -0.7%
CP
46
Camelot Portfolios
Ohio
$708K -$329K -60,883 -32%
AG
47
Aperio Group
California
$708K +$112K +20,709 +19%
CCA
48
Catalyst Capital Advisors
New York
$687K – – –
RJFSA
49
Raymond James Financial Services Advisors
Florida
$686K -$281K -51,956 -29%
Group One Trading
50
Group One Trading
Illinois
$625K +$187K +34,500 +43%
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