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Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
IAIM
26
International Assets Investment Management
Florida
$1.08M -$1.77K -400 -0.2%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.06M -$21.8K -4,339 -2%
XF
28
XML Financial
Maryland
$1.02M +$369K +73,356 +57%
KPWS
29
Kestra Private Wealth Services
Texas
$1.01M +$1.01M +199,805 New
GAMC
30
Garner Asset Management Corp
Texas
$969K -$5.16K -1,025 -0.5%
CP
31
Camelot Portfolios
Ohio
$964K -$931K -185,206 -49%
NAM
32
Nissay Asset Management
Japan
$907K +$79.2K +15,750 +10%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$900K -$82.1K -16,312 -8%
AIMCA
34
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$894K – – –
GC
35
Guggenheim Capital
Illinois
$882K +$30.9K +6,141 +4%
AAM
36
Advisors Asset Management
Colorado
$852K +$191K +38,009 +29%
Northern Trust
37
Northern Trust
Illinois
$825K -$16.8K -3,345 -2%
Macquarie Group
38
Macquarie Group
Australia
$809K – – –
PTC
39
Philadelphia Trust Company
Pennsylvania
$806K +$806K +160,150 New
DnB Asset Management
40
DnB Asset Management
Norway
$803K – – –
SCA
41
SMH Capital Advisors
Texas
$801K -$2.08K -414 -0.3%
Truist Financial
42
Truist Financial
North Carolina
$800K -$172K -34,260 -18%
RJA
43
Raymond James & Associates
Florida
$747K +$127K +25,276 +21%
DADC
44
D.A. Davidson & Co
Montana
$721K +$69.5K +13,827 +11%
DC
45
Davenport & Co
Virginia
$676K -$197K -39,255 -23%
ASN
46
Advisory Services Network
Georgia
$665K +$20.3K +4,025 +3%
CCA
47
Catalyst Capital Advisors
New York
$638K – – –
AG
48
Aperio Group
California
$554K -$77K -15,317 -12%
VEA
49
Virtus ETF Advisers
New York
$531K -$150K -29,786 -22%
Canada Life
50
Canada Life
Manitoba, Canada
$511K -$65.4K -12,997 -11%
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