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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
IAIM
26
International Assets Investment Management
Florida
$1.08M -$2.01K -400 -0.2%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.06M -$21.8K -4,339 -2%
XF
28
XML Financial
Maryland
$1.02M +$369K +73,356 +57%
KPWS
29
Kestra Private Wealth Services
Texas
$1M +$1M +199,805 New
GAMC
30
Garner Asset Management Corp
Texas
$969K -$5.15K -1,025 -0.5%
CP
31
Camelot Portfolios
Ohio
$964K -$931K -185,206 -49%
NAM
32
Nissay Asset Management
Japan
$907K +$79.2K +15,750 +10%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$900K -$82K -16,312 -8%
AIMCA
34
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$894K
GC
35
Guggenheim Capital
Illinois
$882K +$30.9K +6,141 +4%
AAM
36
Advisors Asset Management
Colorado
$852K +$191K +38,009 +29%
Northern Trust
37
Northern Trust
Illinois
$825K -$16.8K -3,345 -2%
Macquarie Group
38
Macquarie Group
Australia
$809K
PTC
39
Philadelphia Trust Company
Pennsylvania
$806K +$805K +160,150 New
DnB Asset Management
40
DnB Asset Management
Norway
$803K
SCA
41
SMH Capital Advisors
Texas
$801K -$2.08K -414 -0.3%
Truist Financial
42
Truist Financial
North Carolina
$800K -$172K -34,260 -18%
RJA
43
Raymond James & Associates
Florida
$747K +$127K +25,276 +21%
DADC
44
D.A. Davidson & Co
Montana
$721K +$69.5K +13,827 +11%
DC
45
Davenport & Co
Virginia
$676K -$197K -39,255 -23%
ASN
46
Advisory Services Network
Georgia
$665K +$20.2K +4,025 +3%
CCA
47
Catalyst Capital Advisors
New York
$638K
AG
48
Aperio Group
California
$554K -$77K -15,317 -12%
VEA
49
Virtus ETF Advisers
New York
$531K -$150K -29,786 -22%
Canada Life
50
Canada Life
Manitoba, Canada
$511K -$65.4K -12,997 -11%

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.