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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.7M
2
UBS Group
2
UBS Group
Switzerland
$11.1M
3
Invesco
3
Invesco
Georgia
$18.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$18.1M
5
VanEck Associates
5
VanEck Associates
New York
$18.7M

Top Sellers

1
MC
1
Muzinich & Co
New York
$84.2M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$1.06M
4
QIM
4
Quantitative Investment Management
Virginia
$0
5
BlackRock
5
BlackRock
New York
$16.5M
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$3.32M 408,278 +99,584 +32%
USAA
27
United Services Automobile Association
Texas
$3.28M 404,000 – –
Bank of Nova Scotia
28
Bank of Nova Scotia
Ontario, Canada
$3.05M 375,000 -200,000 -35%
WA
29
WFG Advisors
Texas
$3.02M 371,436 +14,844 +4%
TNBTD
30
Trustmark National Bank Trust Department
Mississippi
$2.9M 357,341 – –
BCM
31
Beck Capital Management
Texas
$2.76M 336,129 +1,272 +0.4%
US Bancorp
32
US Bancorp
Minnesota
$2.73M 336,700 -800 -0.2%
Bank of America
33
Bank of America
North Carolina
$2.48M 305,818 -27,692 -8%
SG Americas Securities
34
SG Americas Securities
New York
$2.45M 301,969 +20,994 +7%
LPL Financial
35
LPL Financial
California
$2.42M 297,929 -6,038 -2%
AG
36
Advisor Group
Arizona
$2.36M 291,170 -60,466 -17%
RIA
37
RPG Investment Advisory
California
$2.31M 284,663 -3,507 -1%
Barclays
38
Barclays
United Kingdom
$1.97M 242,000 -19,572 -7%
Robeco Institutional Asset Management
39
Robeco Institutional Asset Management
Netherlands
$1.96M 241,859 – –
CC
40
Cipher Capital
New York
$1.91M 234,643 +133,074 +131%
Mackenzie Financial
41
Mackenzie Financial
Ontario, Canada
$1.88M 231,760 +9,036 +4%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$1.83M 224,985 -5,024 -2%
HFS
43
HL Financial Services
Kentucky
$1.82M 224,194 -4,424 -2%
Goldman Sachs
44
Goldman Sachs
New York
$1.68M 207,394 -157,357 -43%
PFS
45
Prospera Financial Services
Texas
$1.57M 193,585 +13,893 +8%
AP
46
AHL Partners
United Kingdom
$1.55M 190,484 -64,371 -25%
SBIA
47
Sheaff Brock Investment Advisors
Indiana
$1.55M 190,257 -2,260 -1%
Wells Fargo
48
Wells Fargo
California
$1.48M 181,925 -2,141 -1%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$1.45M 178,560 +20,289 +13%
DnB Asset Management
50
DnB Asset Management
Norway
$1.42M 174,400 -11,700 -6%
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