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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
State Street
26
State Street
Massachusetts
$5.92M -$54.1M -5,090,323 -90%
SAM
27
Selway Asset Management
$5.76M +$554K +52,150 +11%
GC
28
Guggenheim Capital
Illinois
$5.28M +$588K +55,283 +13%
COPPSERS
29
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$5.06M +$5.06M +476,645 New
LSV Asset Management
30
LSV Asset Management
Illinois
$4.87M +$3.17M +298,300 +187%
DCM
31
Dupont Capital Management
Delaware
$4.31M +$2.45M +230,390 +131%
Millennium Management
32
Millennium Management
New York
$4.09M -$3.2M -300,843 -44%
BCMU
33
BlueCrest Capital Management (UK)
Guernsey
$4.08M +$4.08M +384,246 New
VanEck Associates
34
VanEck Associates
New York
$3.97M +$840K +79,029 +27%
ST
35
Spot Trading
Illinois
$3.94M +$3.94M +370,731 New
CP
36
Camelot Portfolios
Ohio
$3.91M +$280K +26,368 +8%
HighTower Advisors
37
HighTower Advisors
Illinois
$3.91M +$3.4M +319,919 +667%
Wells Fargo
38
Wells Fargo
California
$3.87M +$1.07M +100,642 +38%
Credit Agricole
39
Credit Agricole
France
$3.3M +$1.38M +129,500 +72%
SCM
40
Sterling Capital Management
North Carolina
$3.21M +$76.2K +7,168 +2%
AIG
41
American International Group
New York
$3.13M -$1.56M -146,492 -33%
DG
42
Davidson & Garrard
Virginia
$2.7M +$672K +63,293 +33%
Legal & General Group
43
Legal & General Group
United Kingdom
$2.69M +$398K +37,482 +17%
BRWA
44
B. Riley Wealth Advisors
Florida
$2.67M +$1.31M +250,441 +97%
DVM
45
Dreman Value Management
Florida
$2.49M -$108K -10,164 -4%
JPMPWA
46
J.P. Morgan Private Wealth Advisors
California
$2.49M +$2.05M +193,019 +472%
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$2.47M +$1.05M +98,793 +74%
LPL Financial
48
LPL Financial
California
$2.44M -$523K -49,240 -18%
AGM
49
Alpine Global Management
New York
$2.42M +$2.42M +227,819 New
Two Sigma Advisers
50
Two Sigma Advisers
New York
$2.35M -$32.9M -3,094,900 -93%
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