PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

236 hedge funds and large institutions have $192M invested in Prospect Capital in 2024 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 82 increasing their positions, 63 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
+13
Holders Change %
+5.83%
% of All Funds
3.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
47
Increased
82
Reduced
63
Closed
30
Calls
$6.34M
Puts
$28.5M
Net Calls
-$22.2M
Net Calls Change
-$6.91M

Top Buyers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$10.7M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
$7.88M
3
UBS Group
UBS Group
Switzerland
$5.49M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$4.08M
5
HF
HRT Financial
New York
$2.22M

Top Sellers

1
Invesco
Invesco
Georgia
$0
2
XF
XML Financial
Maryland
$4.08M
3
VanEck Associates
VanEck Associates
New York
$35M
4
IAIM
International Assets Investment Management
Florida
$755K
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
$213K
Name Holding Trade Value Shares
Change 		Shares
Change %
LC
226
Lindbrook Capital
California
$284 -$11.4K -2,656 -98%
NA
227
NewEdge Advisors
Louisiana
$259 -$2.66K -615 -91%
GWSG
228
GPS Wealth Strategies Group
Colorado
$108 +$108 +25 New
FFA
229
Frazier Financial Advisors
Ohio
$68 +$4 +1 +7%
MEG
230
Millstone Evans Group
Colorado
$58 +$58 +13 New
Citigroup
231
Citigroup
New York
$43 – – –
OP
232
ORG Partners
Indiana
$25 – – –
CIAM
233
Caitong International Asset Management
Hong Kong
$17 +$17 +4 New
Fidelity Investments
234
Fidelity Investments
Massachusetts
$9 +$5 +1 +100%
Invesco
235
Invesco
Georgia
– -$14.6M -2,734,322 Closed
AWA
236
Arete Wealth Advisors
Illinois
– -$1.2M -224,886 Closed
PP
237
Paloma Partners
Connecticut
– -$578K -108,056 Closed
LWMM
238
Legacy Wealth Management (Mississippi)
Mississippi
– -$451K -84,316 Closed
TWM
239
Thrive Wealth Management
Pennsylvania
– -$280K -52,428 Closed
LPAM
240
Lodestar Private Asset Management
California
– -$268K -50,000 Closed
RBFC
241
Roman Butler Fullerton & Co
Missouri
– -$230K -44,342 Closed
IA
242
IFG Advisory
Georgia
– -$194K -36,195 Closed
EGA
243
Eagle Global Advisors
Texas
– -$139K -25,900 Closed
SFA
244
Sequoia Financial Advisors
Ohio
– -$129K -24,150 Closed
ZIMP
245
Zimmermann Investment Management & Planning
Pennsylvania
– -$114K -21,299 Closed
Bank of New York Mellon
246
Bank of New York Mellon
New York
– -$106K -19,837 Closed
TCM
247
Triumph Capital Management
Colorado
– -$99.4K -18,368 Closed
WMA
248
West Michigan Advisors
Michigan
– -$91.9K -16,992 Closed
VCWA
249
Vanguard Capital Wealth Advisors
Colorado
– -$72.6K -13,563 Closed
LNWTC
250
Laird Norton Wetherby Trust Company
Washington
– -$57.8K -10,684 Closed
7 8 9
10
11