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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
Invesco
Georgia
$10.6M
2
Morgan Stanley
Morgan Stanley
New York
$20.3M
3
VanEck Associates
VanEck Associates
New York
$36.9M
4
Marshall Wace
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
Northern Trust
Illinois
$941K
3
Group One Trading
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
RA
226
Rise Advisors
New York
$2.22K +$66 +11 +3%
QCG
227
Quadrant Capital Group
Ohio
$2.19K -$5.23K -872 -70%
BTI
228
Blue Trust Inc
Georgia
$2K +$1.99K +262 +26,200%
HT
229
Headlands Technologies
Illinois
$1.92K +$1.92K +320 New
HCP
230
Hexagon Capital Partners
Arkansas
$1.28K +$791 +132 +161%
PFSC
231
Peoples Financial Services Corp
Pennsylvania
$1.23K – – –
Barclays
232
Barclays
United Kingdom
$1K -$1K -89 -50%
RL
233
Rogco LP
Oklahoma
$988 – – –
PS
234
Principal Securities
Iowa
$904 +$904 +151 New
AAP
235
Arax Advisory Partners
Colorado
$659 +$659 +110 New
HWA
236
Heritage Wealth Advisors
Virginia
$599 – – –
Northwestern Mutual Wealth Management
237
Northwestern Mutual Wealth Management
Wisconsin
$281 +$30 +5 +12%
AF
238
Allworth Financial
California
$198 -$12.9K -2,150 -98%
OP
239
ORG Partners
Indiana
$34 +$34 +5 New
Fidelity Investments
240
Fidelity Investments
Massachusetts
$12 – – –
PWS
241
Paragon Wealth Strategies
Florida
– -$3.59M -593,101 Closed
CCA
242
Catalyst Capital Advisors
New York
– -$576K -95,140 Closed
AIM
243
Aigen Investment Management
New York
– -$349K -57,677 Closed
MFG
244
MidWestOne Financial Group
Iowa
– -$333K -55,000 Closed
YIH
245
Y-Intercept (HK)
Hong Kong
– -$205K -33,936 Closed
CCFM
246
Clear Creek Financial Management
Washington
– -$181K -29,989 Closed
TLP
247
Tri Locum Partners
New York
– -$169K -27,957 Closed
HT
248
Heritage Trust
Oklahoma
– -$149K -24,585 Closed
SFC
249
Strategic Financial Concepts
Texas
– -$128K -21,133 Closed
GF
250
Gries Financial
Ohio
– -$105K -17,308 Closed
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