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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
HCP
226
Hexagon Capital Partners
Arkansas
$496 -$12 -2 -2%
BAAM
227
Baker Avenue Asset Management
California
$448 -$369 -61 -45%
SIS
228
Sound Income Strategies
Florida
$442 +$442 +73 New
Northwestern Mutual Wealth Management
229
Northwestern Mutual Wealth Management
Wisconsin
$253 -$7.63K -1,266 -97%
Fidelity Investments
230
Fidelity Investments
Massachusetts
$12 -$12 -2 -50%
CSS
231
Cubist Systematic Strategies
Connecticut
– -$1.97M -318,384 Closed
Mackenzie Financial
232
Mackenzie Financial
Ontario, Canada
– -$486K -78,083 Closed
VF
233
Virtu Financial
New York
– -$455K -73,343 Closed
IWM
234
IHT Wealth Management
Illinois
– -$133K -21,434 Closed
TF
235
Threadgill Financial
Texas
– -$119K -19,500 Closed
ECM
236
Evergreen Capital Management
Washington
– -$119K -19,131 Closed
D.E. Shaw & Co
237
D.E. Shaw & Co
New York
– -$117K -18,905 Closed
WFA
238
WMG Financial Advisors
Tennessee
– -$112K -18,100 Closed
ACM
239
Aquatic Capital Management
Illinois
– -$110K -17,700 Closed
Walleye Trading
240
Walleye Trading
New York
– -$95.4K -15,383 Closed
SWM
241
Salvus Wealth Management
New Jersey
– -$90.3K -14,571 Closed
CAPTRUST Financial Advisors
242
CAPTRUST Financial Advisors
North Carolina
– -$86.7K -13,990 Closed
AWA
243
Arete Wealth Advisors
Illinois
– -$83K -13,439 Closed
CWA
244
Clarity Wealth Advisors
California
– -$62.5K -10,076 Closed
CAWM
245
Capital Advisors Wealth Management
Washington
– -$62K -10,000 Closed
CPP
246
Capasso Planning Partners
South Carolina
– -$62K -10,000 Closed
Bank Julius Baer & Co
247
Bank Julius Baer & Co
Switzerland
– -$61K -9,816 Closed
FMP
248
Financial Management Professionals
Texas
– -$18K -2,904 Closed
ME
249
McIlrath & Eck
Washington
– -$10.1K -1,631 Closed
OLVIG
250
Oliver Lagore Vanvalin Investment Group
Michigan
– -$8.06K -1,300 Closed
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