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Prospect Capital

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11%8.24% (+0.12%)

0% more funds holding

Funds holding: 234234 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
226
Fifth Third Bancorp
Ohio
$672
HWA
227
Heritage Wealth Advisors
Virginia
$605
HCP
228
Hexagon Capital Partners
Arkansas
$496 -$12 -2 -2%
BAAM
229
Baker Avenue Asset Management
California
$448 -$380 -61 -45%
SIS
230
Sound Income Strategies
Florida
$442 +$455 +73 New
Northwestern Mutual Wealth Management
231
Northwestern Mutual Wealth Management
Wisconsin
$253 -$7.89K -1,266 -97%
Fidelity Investments
232
Fidelity Investments
Massachusetts
$12 -$12 -2 -50%
CSS
233
Cubist Systematic Strategies
Connecticut
-$1.97M -318,384 Closed
Mackenzie Financial
234
Mackenzie Financial
Ontario, Canada
-$486K -78,083 Closed
VF
235
Virtu Financial
New York
-$455K -73,343 Closed
IWM
236
IHT Wealth Management
Illinois
-$133K -21,434 Closed
TF
237
Threadgill Financial
Texas
-$119K -19,500 Closed
ECM
238
Evergreen Capital Management
Washington
-$119K -19,131 Closed
D.E. Shaw & Co
239
D.E. Shaw & Co
New York
-$117K -18,905 Closed
WFA
240
WMG Financial Advisors
Tennessee
-$112K -18,100 Closed
ACM
241
Aquatic Capital Management
Illinois
-$110K -17,700 Closed
Walleye Trading
242
Walleye Trading
New York
-$95.4K -15,383 Closed
SWM
243
Salvus Wealth Management
New Jersey
-$90.3K -14,571 Closed
CAPTRUST Financial Advisors
244
CAPTRUST Financial Advisors
North Carolina
-$86.7K -13,990 Closed
AWA
245
Arete Wealth Advisors
Illinois
-$83K -13,439 Closed
CWA
246
Clarity Wealth Advisors
California
-$62.5K -10,076 Closed
CPP
247
Capasso Planning Partners
South Carolina
-$62K -10,000 Closed
CAWM
248
Capital Advisors Wealth Management
Washington
-$62K -10,000 Closed
Bank Julius Baer & Co
249
Bank Julius Baer & Co
Switzerland
-$61K -9,816 Closed
FMP
250
Financial Management Professionals
Texas
-$18K -2,904 Closed

PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.